Gerardo Margolis Stern
Professional Summary
Gerardo Margolis Stern, who also goes by Gerardo Margolis, is a registered financial advisor currently at INVEX, LLC. located in Coral Gables, Florida. Gerardo is registered as a RR (Registered Representative) and started their career in finance in 2010. Gerardo has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Gerardo Margolis
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
INVEX, INC. | INVEX, LLC.
Contact Information
Main Address
2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134Mailing Address
2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134Phone Number
(786) 425-1717Established
Delaware since 05/24/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/5/2012)
(1/5/2012)
(1/5/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gerardo Margolis Stern's CRS (Customer Relationship Summary).
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