John K. Enslin
Professional summary
John Kenneth Enslin is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Ackley, Iowa and NYLIFE SECURITIES LLC located in Ackley, Iowa.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. John has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Kenneth Enslin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 706 Main Street Et Suite A, Ackley, IA 50601February 12, 2014 - Present
NYLIFE SECURITIES LLC
Office #1: 706 Main Street Suite A, Ackley, IA 50601Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/24/2024)
(4/6/2023)
(1/24/2024)
(4/15/2014)
(5/19/2021)
(8/13/2021)
(1/4/2021)
(8/17/2021)
(4/11/2025)
(9/17/2020)
(9/6/2019)
(6/8/2021)
Exams
Series 7TO
Date: 3/8/2021
General Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Ackley, IA 50601TRUST BUT VERIFY
Monitor John Enslin
Get automatic monthly alerts on: