Benjamin A. Eggers

EXECUTIVE MONEY MANAGERS

Social Circle, GA 30025-2850

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CRD#: 5839083

Professional summary

Benjamin A. Eggers, CFP® is a registered financial advisor currently at EXECUTIVE MONEY MANAGERS, INC. located in Social Circle, Georgia.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Benjamin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin A. Eggers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 25, 2010 - Present

EXECUTIVE MONEY MANAGERS, INC.

Office #1: 236a North Cherokee Road Unit A, Social Circle, GA 30025-2850

RIA

CRD#: 128362

Social Circle, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/25/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2010

Uniform Investment Adviser Law Examination

Current Firm

EXECUTIVE MONEY MANAGERS, INC.

CRD#: 128362 / SEC#: 801-67730

RIA

Registered Investment Advisory firm - (7/5/2012 Terminated)

Alabama

Registered Investment Advisory firm - (6/22/2012 Approved)

Florida

Registered Investment Advisory firm - (7/2/2012 Approved)

Georgia

Registered Investment Advisory firm - (5/24/2012 Approved)

North Carolina

Registered Investment Advisory firm - (12/9/2016 Approved)

South Carolina

Registered Investment Advisory firm - (4/20/2017 Approved)

Texas

Registered Investment Advisory firm - (6/18/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

236a North Cherokee Road Unit A, Social Circle, GA 30025-2850

Mailing Address

P O Box 340, Social Circle, GA 30025-0340

Phone number

(770) 953-1135

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	604
AUM (Assets Under Management)	$ 81,976,801

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/13/2024	Cover Page	Report
03/21/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin A. Eggers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin A. Eggers's CRS (Customer Relationship Summary).

Certified licenses

Experience

EXECUTIVE MONEY MANAGERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2010

Current Firm

EXECUTIVE MONEY MANAGERS, INC.

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EXECUTIVE MONEY MANAGERS, INC.

TRUST BUT VERIFY

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