David Davodi

CAPITAL ANALYSTS

Phoenix, AZ

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CRD#: 5838968

Professional summary

David Davodi, who also goes by David Argisht Davodi, is a registered financial advisor currently at CAPITAL ANALYSTS located in Phoenix, Arizona and LINCOLN INVESTMENT located in Phoenix, Arizona.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. David has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Argisht Davodi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CORNERSTONE FINANCIAL SERVICES POSITION: Owner NATURE: Marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 03/18/2019 ADDRESS: 28213 N 21st Ave, Phoenix AZ 85085, United States DESCRIPTION: marketing

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Davodi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2020 - Present

CAPITAL ANALYSTS

RIA

CRD#: 162200

Phoenix, AZ

Current

March 12, 2020 - Present

LINCOLN INVESTMENT

Office #1: 3101 N. Central Ave. Suite 890, Phoenix, AZ 85012

RIA

CRD#: 519

Phoenix, AZ

Past

June 4, 2019 - March 16, 2020

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

PHOENIX, AZ

Past

March 19, 2019 - March 16, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

PHOENIX, AZ

Past

January 4, 2018 - January 4, 2019

PERSPECTIVE FINANCIAL SERVICES LLC

RIA

CRD#: 127704

PHOENIX, AZ

Past

August 26, 2014 - December 13, 2017

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SCOTTSDALE, AZ

Past

August 12, 2014 - December 13, 2017

J.P. MORGAN SECURITIES LLC

CRD#: 79

SCOTTSDALE, AZ

Past

September 25, 2013 - May 22, 2014

MORGAN STANLEY

RIA

CRD#: 149777

SCOTTSDALE, AZ

Past

August 20, 2013 - May 22, 2014

MORGAN STANLEY

CRD#: 149777

SCOTTSDALE, AZ

Past

September 24, 2011 - June 25, 2013

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ANALYSTS

CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS

CRD#: 162200 / SEC#: 801-74614

RIA

Registered Investment Advisory firm - (4/17/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/12/2020)

IAR

Arizona
(3/12/2020)

California
(6/9/2021)

Florida
(8/5/2025)

Idaho
(3/2/2021)

Kentucky
(5/15/2024)

Massachusetts
(5/15/2024)

Nevada
(3/27/2020)

New York
(8/5/2025)

Oregon
(5/15/2024)

Pennsylvania
(2/4/2021)

Virginia
(9/20/2021)

Washington
(1/20/2023)

West Virginia
(5/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/10/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL ANALYSTS

CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS

CRD#: 162200 / SEC#: 801-74614

RIA

Registered Investment Advisory firm - (4/17/2012 Approved)

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Contact information

Main Address

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232

Mailing Address

Phone number

(800) 242-1421

Established

Firm type

Fiscal year end

# of Employees

739

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL ANALYSTS, LLC FORM ADV PART 2A BROCHURE (8/13/2025)

CAPITAL ANALYSTS, LLC FORM ADV PART 2A APPENDIX I BROCHURE (8/13/2025)

Regulatory assets under management

Total Number of Accounts	26,578
AUM (Assets Under Management)	$ 8,713,202,466

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2024	Cover Page	Report
09/27/2023	Cover Page	Report
03/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David Davodi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Davodi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN INVESTMENT

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PERSPECTIVE FINANCIAL SERVICES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

CAPITAL ANALYSTS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2013

Series 63

Date: 10/10/2011

SIE

Date: 12/13/2017

Series 7

Date: 9/23/2011

FINRA

Current Firm

CAPITAL ANALYSTS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAPITAL ANALYSTS

TRUST BUT VERIFY

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