Kathleen K. Mealey

SENSIBLE MONEY

MARBLEHEAD, MA

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CRD#: 5838785

Professional summary

Kathleen Kelly Mealey, CFP®, who also goes by Kathleen Ann Kelly, is a registered financial advisor currently at SENSIBLE MONEY, LLC located in Marblehead, Massachusetts.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Kathleen has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathleen Ann Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ARBONNE INTERNATIONAL, INDEPENDENT CONSULTANT; NON-INVESTMENT RELATED; 9400 JERONIMO ROAD, IRVINE, CA 92617; MANUFACTURER OF BOTANICAL BASED WELLNESS PRODUCTS; INDEPENDENT EXECUTIVE NATIONAL VP; SINCE 1/15/2002; MINIMAL TIME PER WEEK; TRAIN CONSULTANTS, RUN SALES MEETINGS AND SELL PRODUCT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Kelly Mealey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

March 19, 2014 - Present

SENSIBLE MONEY, LLC

RIA

CRD#: 158641

MARBLEHEAD, MA

Past

September 15, 2010 - January 30, 2014

CABOT WEALTH MANAGEMENT

RIA

CRD#: 107327

SALEM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SENSIBLE MONEY, LLC

CRD#: 158641 / SEC#: 801-110039

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

Arizona

Registered Investment Advisory firm - (4/4/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (4/18/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/4/2017 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/19/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2010

Uniform Investment Adviser Law Examination

Current Firm

SENSIBLE MONEY, LLC

CRD#: 158641 / SEC#: 801-110039

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

Arizona

Registered Investment Advisory firm - (4/4/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (4/18/2017 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/4/2017 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2017 Terminated)

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Contact information

Main Address

4200 N Marshall Way Suite 2, Scottsdale, AZ 85251

Mailing Address

Phone number

(480) 719-7290

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SM FORM ADV PART 2A - 2024-6-11 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,329
AUM (Assets Under Management)	$ 603,666,166

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/21/2023	Cover Page	Report
08/16/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathleen K. Mealey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Kelly Mealey's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENSIBLE MONEY, LLC

CABOT WEALTH MANAGEMENT

Primary Firm SEC Registration

SENSIBLE MONEY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2010

Current Firm

SENSIBLE MONEY, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SENSIBLE MONEY, LLC

TRUST BUT VERIFY

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