Mouna Nutakki

GAMMA INVESTING LLC

AUSTIN, TX

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CRD#: 5838707

Professional summary

Mouna Nutakki, who also goes by Mouna Pyneni, is a registered financial advisor currently at GAMMA INVESTING LLC located in Austin, Texas.

Mouna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mouna has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mouna Pyneni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mouna Nutakki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2025 - Present

GAMMA INVESTING LLC

RIA

CRD#: 312573

AUSTIN, TX

Past

January 11, 2022 - September 3, 2024

KESTRA INVESTMENT MANAGEMENT, LLC.

RIA

CRD#: 317711

AUSTIN, TX

Past

November 26, 2021 - September 3, 2024

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

October 5, 2021 - January 11, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

AUSTIN, TX

Past

May 28, 2020 - October 19, 2021

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

IRVING, TX

Past

June 10, 2013 - June 4, 2018

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

BLOOMINGTON, MN

Past

June 10, 2013 - June 4, 2018

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ROCHESTER, NY

Past

September 27, 2011 - June 10, 2013

WALL STREET FINANCIAL GROUP, INC.

RIA

CRD#: 35830

PLYMOUTH, MN

Past

June 16, 2011 - June 10, 2013

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

PLYMOUTH, MN

Past

February 15, 2011 - June 20, 2011

OSAIC FA, INC.

CRD#: 3978

PITTSFORD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GAMMA INVESTING LLC

GAMMA | GAMMA INVESTING LLC

CRD#: 312573 / SEC#: 801-127959

RIA

Registered Investment Advisory firm - (5/11/2023 Approved)

California

Registered Investment Advisory firm - (6/15/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/2011

General Securities Representative Examination

Current Firm

GAMMA INVESTING LLC

GAMMA | GAMMA INVESTING LLC

CRD#: 312573 / SEC#: 801-127959

RIA

Registered Investment Advisory firm - (5/11/2023 Approved)

California

Registered Investment Advisory firm - (6/15/2023 Terminated)

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Contact information

Main Address

Foster City, CA

Mailing Address

Phone number

(888) 585-1755

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GAMMA INVESTING LLC ADV PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,375
AUM (Assets Under Management)	$ 1,416,839,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mouna Nutakki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mouna Nutakki's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT MANAGEMENT, LLC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

UNITED CAPITAL FINANCIAL ADVISORS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

WALL STREET FINANCIAL GROUP, INC.

WALL STREET FINANCIAL GROUP, INC.

OSAIC FA, INC.

Primary Firm SEC Registration

GAMMA INVESTING LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2011

SIE

Date: 6/4/2018

Series 7

Date: 2/14/2011

Current Firm

GAMMA INVESTING LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GAMMA INVESTING LLC

TRUST BUT VERIFY

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