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Mouna Nutakki

GAMMA INVESTING
AUSTIN, TX
·CRD# 5838707·15 years experience

Professional Summary

Mouna Nutakki, who also goes by Mouna Pyneni, is a registered financial advisor currently at GAMMA INVESTING LLC located in Austin, Texas. Mouna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Mouna has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mouna Pyneni

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

GAMMA INVESTING LLC·CRD# 312573
RIA
Austin, TX
August 7, 2025 - Present
KESTRA INVESTMENT MANAGEMENT, LLC.·CRD# 317711
RIA
Austin, TX
January 11, 2022 - September 3, 2024
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
Austin, TX
November 26, 2021 - September 3, 2024
KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
Austin, TX
October 5, 2021 - January 11, 2022
UNITED CAPITAL FINANCIAL ADVISORS·CRD# 134600
RIA
Irving, TX
May 28, 2020 - October 19, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Bloomington, MN
June 10, 2013 - June 4, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Rochester, NY
June 10, 2013 - June 4, 2018
WALL STREET FINANCIAL GROUP, INC.·CRD# 35830
RIA
Plymouth, MN
September 27, 2011 - June 10, 2013
WALL STREET FINANCIAL GROUP, INC.·CRD# 35830
BD
Plymouth, MN
June 16, 2011 - June 10, 2013
OSAIC FA, INC.·CRD# 3978
BD
Pittsford, NY
February 15, 2011 - June 20, 2011

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Current Firm

GI
GAMMA INVESTING LLC

GAMMA | GAMMA INVESTING LLC

CRD#: 312573 / SEC#: 801-127959
RIA
Registered Investment Advisory firm - SEC (5/11/2023 Approved)
California
Registered Investment Advisory firm - California (6/15/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

Foster City, CA

Phone Number

(888) 585-1755

# of Employees

7

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GAMMA INVESTING LLC ADV PART 2A (3/13/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,975

AUM (Assets Under Management)

$2,282,120,118

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MOUNA PYNENI AND VINOD NUTAKKI (OWNING A RENTAL PROPERTY) POSITION: Owning a rental property NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 4820 Paddock Trl, Carrollton TX 75010, United States DESCRIPTION: N/A

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GAMMA INVESTING LLC

GAMMA | GAMMA INVESTING LLC

CRD#: 312573 / SEC#: 801-127959
RIA
Registered Investment Advisory firm - SEC (5/11/2023 Approved)
California
Registered Investment Advisory firm - California (6/15/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(8/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2011About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2011About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Mouna Nutakki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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