WN
William J. Nelson
QUATTRO ADVISORS L.L.C.
PITTSBURGH, PA 15201
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CRD#: 5838323
WN
Professional summary
William Jonathon Nelson is a registered financial advisor currently at QUATTRO ADVISORS L.L.C. located in Pittsburgh, Pennsylvania.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. William has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: Innova Management, LLC INVESTMENT RELATED: NO ADDRESS: 821 East Lake Road Transfer, PA 16154 NATURE: house renovations and property management POSITION/TITLE: Owner START DATE: 11/2016 HRS/MO: 80 HRS/TRADING: 0 DUTIES: house renovations and property management
CRS (Client Relationship Summary) - RIA
Click below to view William Jonathon Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2013 - Present
QUATTRO ADVISORS L.L.C.
Office #1: 3495 Butler Street Suite 100, Pittsburgh, PA 15201RIA
CRD#: 146438
PITTSBURGH, PA
Past
October 12, 2010 - March 22, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QA
QUATTRO ADVISORS L.L.C.
QUATTRO ADVISORS L.L.C.
CRD#: 146438 / SEC#: 801-80531
RIA
Registered Investment Advisory firm - (11/21/2014 Approved)California
Registered Investment Advisory firm - (12/25/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/2/2014 Terminated)West Virginia
Registered Investment Advisory firm - (11/26/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(2/7/2013)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
QA
QUATTRO ADVISORS L.L.C.
QUATTRO ADVISORS L.L.C.
CRD#: 146438 / SEC#: 801-80531
RIA
Registered Investment Advisory firm - (11/21/2014 Approved)California
Registered Investment Advisory firm - (12/25/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/2/2014 Terminated)West Virginia
Registered Investment Advisory firm - (11/26/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3495 Butler Street Suite 100, Pittsburgh, PA 15201
Mailing Address
Phone number
(412) 586-5406
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,403 |
| AUM (Assets Under Management) | $ 516,273,059 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
