Margaret E. Sukonik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Egan Sukonik, CFP®, who also goes by Margaret Ann Egan, Margaret E Sukonik, Peggy Sukonik, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 2010. Margaret had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2022 - September 24, 2024
VANGUARD ADVISERS, INC.
August 25, 2022 - September 24, 2024
VANGUARD MARKETING CORPORATION
October 22, 2019 - September 16, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 8, 2019 - September 10, 2020
FIDELITY BROKERAGE SERVICES LLC
July 22, 2019 - September 25, 2019
EQUITABLE ADVISORS, LLC
September 13, 2010 - August 18, 2015
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/22/2019
General Securities Representative ExaminationCurrent Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
