Christopher T. Katsulis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher T. Katsulis was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2010. Christopher had worked at 2 firms and has passed the SIE, Series 48, Series 44, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2016 - September 7, 2016
MOCHO TRADING LLC
October 8, 2010 - May 16, 2014
TIBRA TRADING AMERICA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 48
Date: 8/8/2011
AMEX Market Maker ExamSeries 44
Date: 7/11/2011
PCX Market Maker ExamCurrent Firm
MOCHO TRADING LLC
CRD#: 171135 / SEC#: , 8-69444
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WILLIAMS, ELRICK MORTIMER | MANAGING DIRECTOR/CEO - CLASS A UNIT HOLDER | |
| CASTLECLIFF TRADING L.P. | CLASS A UNIT HOLDER | |
| JAM COMMODITY INVESTMENTS LLC | CLASS A UNIT HOLDER | |
| IORDANOV, JORDAN S | VP NETWORK/HARDWARE - CLASS A UNIT HOLDER | |
| DONNELLAN, EDWARD JOSEPH III | MANAGING DIRECTOR/CCO - CLASS A UNIT HOLDER | 1764291 |
| DURAN, RICHARD JAMES | PUBLIC POLICY DIRECTOR - CLASS A UNIT HOLDER | 2749970 |
| PATEL, NITA AMISH | FINOP/CFO | 4509301 |
| PENSINGER, JOSEPH ROBERT | MANAGING DIRECTOR/CRO - CLASS A UNIT HOLDER | |
| VISCONTI, SILVIO | MANAGING DIRECTOR - CLASS A UNIT HOLDER | 4313292 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
