Stephen J. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen J Watson, who also goes by Stephen Joseph Watson Jr., Stephen Watson, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2010. Stephen had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2018 - April 18, 2019
PURUS WEALTH MANAGEMENT, LLC
September 14, 2016 - December 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 14, 2016 - December 6, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 24, 2011 - September 1, 2016
STANDARD INVESTMENT CHARTERED INCORPORATED
May 23, 2011 - September 1, 2016
STANDARD INVESTMENT CHARTERED INCORPORATED
October 19, 2010 - April 4, 2011
EDWARD JONES
October 1, 2010 - April 4, 2011
EDWARD JONES
Primary Firm SEC Registration
PURUS WEALTH MANAGEMENT, LLC
CRD#: 174490 / SEC#: 801-80854
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURUS WEALTH MANAGEMENT, LLC
CRD#: 174490 / SEC#: 801-80854
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,436 |
| AUM (Assets Under Management) | $ 548,150,879 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
