MS
Mathias Schulz
REALTA INVESTMENT ADVISORS,
NEW YORK, NY 10005
Some features on this profile are disabled
CRD#: 5837974
MS
Professional summary
Mathias Schulz is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in New York, New York and REALTA EQUITIES, INC. located in New York, New York.
Mathias is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Mathias has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) REGISTRANT IS PAID THROUGH CGM GROUP, LLC LOCATED AT 40 WALL STREET, STE 2704-A, NEW YORK, NY 10005; THIS IS THE ENTITY FROM WHICH THE BRANCH PAYS COSTS AND SALARY; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS. (2) REALTA INVESTMENT ADVISORS; 1201 N ORANGE STREET, SUITE 720, WILMINGTON, DE 19801; INVESTMENT ADVISOR REPRESENTATIVE; INVESTMENT ADVISORY BUSINESS; ADVISORY FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Mathias Schulz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 21, 2023 - Present
REALTA INVESTMENT ADVISORS, INC
Office #1: 40 Wall Street 27th Floor, Suite 2704-a, New York, NY, 10005RIA
CRD#: 134952
NEW YORK, NY
Current
June 9, 2023 - Present
REALTA EQUITIES, INC.
Office #1: 40 Wall Street 27th Floor, Suite 2704-a, New York, NY 10005BD
CRD#: 23769
New York, NY
Past
November 22, 2021 - January 19, 2023
D. BORAL CAPITAL
BD
CRD#: 103792
New York, NY
Past
November 13, 2017 - November 9, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
July 8, 2015 - May 16, 2017
REALTA EQUITIES, INC.
BD
CRD#: 23769
New York, NY
Past
February 10, 2011 - August 12, 2011
HFP CAPITAL MARKETS LLC
BD
CRD#: 44351
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/2/2023)
RR
Arizona(6/9/2023)
RR
Arkansas(7/2/2023)
RR
California(6/9/2023)
RR
Colorado(6/9/2023)
RR
Connecticut(6/9/2023)
RR
Florida(6/9/2023)
RR
Georgia(6/9/2023)
RR
Hawaii(8/15/2023)
RR
Illinois(6/9/2023)
RR
Indiana(6/9/2023)
RR
Iowa(6/9/2023)
RR
Kansas(10/20/2023)
RR
Louisiana(6/9/2023)
RR
Maryland(6/9/2023)
RR
Massachusetts(6/9/2023)
RR
Michigan(6/9/2023)
RR
Minnesota(6/9/2023)
RR
Mississippi(10/20/2023)
RR
Missouri(6/9/2023)
RR
Montana(4/10/2025)
RR
New Hampshire(7/18/2023)
RR
New Jersey(6/9/2023)
RR
New York(6/9/2023)
IAR
New York(6/21/2023)
RR
North Carolina(6/9/2023)
RR
Ohio(6/9/2023)
RR
Oklahoma(7/28/2023)
RR
Oregon(6/9/2023)
RR
Pennsylvania(6/9/2023)
RR
South Carolina(7/2/2023)
RR
Tennessee(7/18/2023)
RR
Texas(6/9/2023)
RR
Virginia(6/9/2023)
RR
Washington(6/9/2023)
RR
Wisconsin(6/9/2023)
RR
Wyoming(1/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
