Jonathan B. Erwin

BROOKSTONE WEALTH ADVISORS

Mauldin, SC 29662

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CRD#: 5837866

Professional summary

Jonathan B Erwin, who also goes by Jonathan Blair Erwin, Jonthan Blair Erwin, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Mauldin, South Carolina.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jonathan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Blair Erwin | Jonthan Blair Erwin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Headsail Financial Strategies; Investment-related; 106 Renaissance Cir., Mauldin, SC 29662; Insurance, consulting, and education; Independent Agent; 11/2010; Approx. 200 hours/month; Approx. 120 hours/month during trading hours; insurance sales and education. 2) Jonathan Blair Erwin; Investment-related; 106 Renaissance Cir., Mauldin, SC 29662; Insurance, consulting, and education; Licensed Insurance Agent; 11/2010; Approx. 200 hours/month as an Independent Agent with Headsail Financial Strategies; Approx. 120 hours/month during trading hours as an Independent Agent with Headsail Financial Strategies; insurance sales and education.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan B Erwin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2023 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 106 Renaissance Cir, Mauldin, SC 29662

RIA

CRD#: 137658

Mauldin, SC

Past

March 10, 2020 - April 18, 2023

SIMPLICITY WEALTH

RIA

CRD#: 300572

Mauldin, SC

Past

February 22, 2019 - February 25, 2020

ONEDIGITAL

RIA

CRD#: 106766

GREENVILLE, SC

Past

March 16, 2018 - December 31, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

GREER, SC

Past

November 15, 2017 - December 31, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

GREER, SC

Past

March 13, 2017 - August 18, 2017

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

GREENVILLE, SC

Past

January 12, 2017 - August 18, 2017

PARK AVENUE SECURITIES LLC

CRD#: 46173

GREENVILLE, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(4/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/16/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2017

General Securities Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan B. Erwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan B Erwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIMPLICITY WEALTH

ONEDIGITAL

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/16/2017

SIE

Date: 10/1/2018

Series 7

Date: 1/12/2017

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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