Yoon J. Kang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yoon Jung Kang, who also goes by Yoon Kang, was a registered financial professional .
Yoon is a previously registered financial professional and started their career in finance in 2010. Yoon had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2020 - March 19, 2024
RUSSELL INVESTMENTS
February 10, 2020 - March 19, 2024
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
June 4, 2019 - June 10, 2019
MORGAN STANLEY
February 19, 2019 - June 10, 2019
MORGAN STANLEY
September 30, 2010 - June 5, 2012
DWS DISTRIBUTORS, INC.
Primary Firm SEC Registration
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/19/2019
General Securities Representative ExaminationCurrent Firm
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
