Brian J. Jass

WILIAN SECURITIES

Medina, MN 55110

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CRD#: 5837775

Professional summary

Brian Jeffrey Jass is a registered financial advisor currently at WILIAN SECURITIES, LLC located in Medina, Minnesota.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Brian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Name of other business: Amanda Kristine Creative Content, LLC; Non-Investment related; address: Nature of business: Writing & editing; Position: Signer on account for spouse's business; Start date: February 2022; 2 hrs./month, 0 during securities trading hours; Duties: Assist in account reconciliation, applying bills and expenses; Address: same as registrant 2. Brian is an owner and licensed insurance agent with Wilian Insurance, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Jeffrey Jass's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2022 - Present

WILIAN SECURITIES, LLC

Office #1: 3640 Talmage Circle St 100, Medina, MN 55110

RIA

CRD#: 322924

Medina, MN

Past

April 11, 2022 - August 8, 2022

GREAT WATERS FINANCIAL

RIA

CRD#: 308215

Vadnais Heights, MN

Past

January 9, 2018 - February 19, 2019

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

MINNEAPOLIS, MN

Past

January 9, 2018 - February 19, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MINNEAPOLIS, MN

Past

February 23, 2016 - April 28, 2022

ADVISORNET WEALTH PARTNERS

RIA

CRD#: 113074

Vadnais Heights, MN

Past

January 22, 2014 - January 20, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ROSEVILLE, MN

Past

January 3, 2011 - January 20, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ROSEVILLE, MN

Past

October 29, 2010 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

ARDEN HILLS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILIAN SECURITIES, LLC

WILIAN FINANCIAL GROUP | WILIAN SECURITIES, LLC | WILIAN FINANCIAL GROUP, LLC

CRD#: 322924 / SEC#: 801-126504

RIA

Registered Investment Advisory firm - (9/2/2022 Approved)

Minnesota

Registered Investment Advisory firm - (7/30/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/1/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/9/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/28/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WILIAN SECURITIES, LLC

WILIAN FINANCIAL GROUP | WILIAN SECURITIES, LLC | WILIAN FINANCIAL GROUP, LLC

CRD#: 322924 / SEC#: 801-126504

RIA

Registered Investment Advisory firm - (9/2/2022 Approved)

Minnesota

Registered Investment Advisory firm - (7/30/2024 Terminated)

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Contact information

Main Address

3640 Talmage Circle St 100, Vadnais Heights, MN 55110

Mailing Address

Phone number

(651) 243-0535

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-WILIAN SECURITIES, LLC (3/17/2025)

Regulatory assets under management

Total Number of Accounts	765
AUM (Assets Under Management)	$ 143,790,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian J. Jass

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Jeffrey Jass's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT WATERS FINANCIAL

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

ADVISORNET WEALTH PARTNERS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

WILIAN SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/1/2016

Series 63

Date: 11/9/2010

SIE

Date: 10/1/2018

Series 7

Date: 3/15/2012

Series 6

Date: 10/28/2010

Current Firm

WILIAN SECURITIES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILIAN SECURITIES, LLC

TRUST BUT VERIFY

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