Thomas A. Myers Jr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas A Myers Jr, who also goes by Thomas Alexander Myers, Jr., was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2010. Thomas had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2019 - March 9, 2020
ARIVE CAPITAL MARKETS
October 16, 2017 - September 25, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
October 20, 2014 - February 8, 2016
FIRST STANDARD FINANCIAL COMPANY LLC
November 21, 2012 - October 20, 2014
ALEXANDER CAPITAL, L.P.
June 20, 2012 - October 2, 2012
JOSEPH GUNNAR & CO. LLC
September 24, 2010 - June 22, 2012
BROOKSTONE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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