DM
Desirae Monaco
KEY INVESTMENT SERVICES LLC
Canfield, OH 44406
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CRD#: 5837564
DM
Professional summary
Desirae Monaco, who also goes by Desirae Lea Durkin, Desirae L Monaco, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Canfield, Ohio.
Desirae is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Desirae has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Desirae Lea Durkin | Desirae L Monaco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HOWLAND COMMUNITY SCHOLARSHIP FOUNDATION; POSITION: member; NATURE: manage community donors in order to provide scholarships to the students of Howland Local Schools; INVESTMENT RELATED: No; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 0; START DATE: 08/01/2022; ADDRESS: 8200 South St SE, Warren OH 44484, United States; DESCRIPTION: Manage scholarship donors. Organize and facilitate the annual scholarship breakfast. Select members of the community to serve on the selection committee. 2) CHILDREN'S REHABILITATION CENTER CHARITABLE FOUNDATION; POSITION: member; NATURE: physical and speech therapy for children age 0-18. There are also special programs for children with various delays; INVESTMENT RELATED: No; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 0; START DATE: 01/01/2022; ADDRESS: 885 Howland Wilson Rd NE, Warren OH 44484, United States; DESCRIPTION: Assist in the fundraising efforts, marketing and general efforts of the staff and board of trustees for the Children's Rehabilitation Center.
CRS (Client Relationship Summary) - RIA
Click below to view Desirae Monaco's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Desirae Monaco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2024 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 4030 Boardman-canfield Rd., Canfield, OH 44406RIA
BD
CRD#: 136300
Canfield, OH
Current
April 30, 2024 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 4030 Boardman-canfield Rd., Canfield, OH 44406RIA
BD
CRD#: 136300
Canfield, OH
Past
August 10, 2023 - May 1, 2024
CORECAP INVESTMENTS, LLC
BD
CRD#: 37068
Warren, OH
Past
July 19, 2023 - May 1, 2024
CORECAP ADVISORS
RIA
CRD#: 158819
Warren, OH
Past
May 14, 2020 - June 22, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NILES, OH
Past
May 12, 2020 - June 22, 2023
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
NILES, OH
Past
May 13, 2011 - May 1, 2013
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
WARREN, OH
Past
February 1, 2011 - May 16, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
YOUNGSTOWN, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/30/2024)
RR
Michigan(5/31/2024)
RR
Minnesota(5/30/2024)
RR
New Jersey(5/30/2024)
RR
Ohio(4/30/2024)
IAR
Ohio(5/13/2024)
RR
Pennsylvania(5/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/12/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KEY INVESTMENT SERVICES LLC
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
RIA
Registered Investment Advisory firm - SEC (1/3/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Mailing Address
4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144
Phone number
(888) 547-2968
Established
Ohio since 06/08/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,131
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
