DH
David L. Hart
MARTIN WEALTH MANAGEMENT
IRVINE, CA
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CRD#: 5837444
DH
Professional summary
David Laurance Hart, who also goes by David Hart, is a registered financial advisor currently at MARTIN WEALTH MANAGEMENT, LLC located in Irvine, California and SAFEGUARD INVESTMENT ADVISORY GROUP, LLC located in Corona, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. David has worked at 5 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Hart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Martin Wealth Management, LLC; yes, investment related; 5020 Campus Dr, Newport Beach, CA 92660; Registered investment adviser; investment adviser representative; start date: 04/2013; approx. 160 hours/month primarily during trading hours. (2) Martin & Associates Insurance Services, Inc.; yes, investment related; 5020 Campus Dr, Newport Beach, CA 92660; Insurance and Annuity sales; Insurance agent; start date: 04/2013; approx. 160 hours/month primarily during trading hours. (3) Matson Money; yes, investment related; 18760 N Pima Rd, Scottsdale, AZ 85255; Advisory and Money Management Services; Solicitor ; start date: 04/2013; approx. 5 hours/month primarily during trading hours. (4) National Life Group; yes, investment related; 1 National Life Drive Montpelier, VT 05604; 403B and 457 accounts; Agent; start date: 12/2019; approx. 16 hours/month primarily during trading hours. (5) David Hart is also a Certified Financial Fiduciary and volunteers as an instructor with NACFF. The Foundation for Fiduciary Education is the only IRS approved 501(c)(3) non-profit organization focused solely on providing unbiased fiduciary financial education. All instructors are Certified Financial Fiduciaries� (CFF) sworn to teach unbiased financial education and to uphold the highest moral, ethical and fiduciary standards of service when providing advice to potential or existing clients. Attendees from the financial classes are also offered a NO COST 1-hour personal educational strategy session with David Hart.
CRS (Client Relationship Summary) - RIA
Click below to view David Laurance Hart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2013 - Present
MARTIN WEALTH MANAGEMENT, LLC
RIA
CRD#: 147225
IRVINE, CA
Current
July 10, 2020 - Present
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
Office #1: 4160 Temescal Canyon Road Suite 307, Corona, CA 92883RIA
CRD#: 146132
Corona, CA
Past
February 25, 2019 - August 19, 2021
LIFEPRO ASSET MANAGEMENT
RIA
CRD#: 285252
Newport Beach, CA
Past
January 4, 2013 - February 26, 2014
SMC ADVISORY NETWORK, LLC
RIA
CRD#: 165389
IRVINE, CA
Past
November 12, 2010 - December 31, 2014
SOVEREIGN INVESTMENT ADVISORS
RIA
CRD#: 154285
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
10 RETIREMENT | SAFEGUARD INVESTMENT ADVISORY GROUP, LLC | SAFEGUARD INVESTMENT ADVISORY GROUP
CRD#: 146132 / SEC#: 801-110651
RIA
Registered Investment Advisory firm - (5/31/2017 Approved)California
Registered Investment Advisory firm - (7/14/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/4/2013)
Current Firm
SI
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
10 RETIREMENT | SAFEGUARD INVESTMENT ADVISORY GROUP, LLC | SAFEGUARD INVESTMENT ADVISORY GROUP
CRD#: 146132 / SEC#: 801-110651
RIA
Registered Investment Advisory firm - (5/31/2017 Approved)California
Registered Investment Advisory firm - (7/14/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4160 Temescal Canyon Road Suite 307, Corona, CA 92883
Mailing Address
Phone number
(877) 213-7233
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,452 |
| AUM (Assets Under Management) | $ 603,514,079 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
