Jon R. Shaffer

BEACON FINANCIAL PLANNING

Logan, UT 84321-5811

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CRD#: 5837034

Professional summary

Jon Ryan Shaffer is a registered financial advisor currently at BEACON FINANCIAL PLANNING, LLC located in Logan, Utah.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jon has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Ryan Shaffer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2014 - Present

BEACON FINANCIAL PLANNING, LLC

Office #1: 95 West 100 South Suite 210, Logan, UT 84321-5811

RIA

CRD#: 121462

Logan, UT

Past

October 27, 2010 - February 19, 2014

BEACON FINANCIAL PLANNING, LLC

RIA

CRD#: 121462

LOGAN, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(4/7/2014)

IAR

Utah
(4/9/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2010

Uniform Investment Adviser Law Examination

Current Firm

BEACON FINANCIAL PLANNING, LLC

BEACON FINANCIAL PLANNING, LLC | INDEPENDENT 401(K) ADVISORS, LLC

CRD#: 121462 / SEC#:

Connecticut

Registered Investment Advisory firm - (12/31/2011 Terminated)

Idaho

Registered Investment Advisory firm - (8/24/2007 Approved)

Utah

Registered Investment Advisory firm - (6/13/2002 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

95 West 100 South Suite 210, Logan, UT 84321-5811

Mailing Address

Phone number

(435) 752-6496

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	397
AUM (Assets Under Management)	$ 62,063,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jon R. Shaffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Ryan Shaffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEACON FINANCIAL PLANNING, LLC

BEACON FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2010

Current Firm

BEACON FINANCIAL PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEACON FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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