Alexandra J. Cimmiyotti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexandra Josette Cimmiyotti, who also goes by Alexandra Josette Lerma, was a registered financial professional .
Alexandra is a previously registered financial professional and started their career in finance in 2010. Alexandra had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2012 - June 5, 2014
PRAGER & CO., LLC
December 21, 2010 - May 29, 2012
MORGAN STANLEY
October 20, 2010 - May 29, 2012
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
PRAGER & CO., LLC
CRD#: 21567 / SEC#: , 8-39048
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
