Benjamin J. Cohos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Joseph Cohos was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2010. Benjamin had worked at 2 firms and has passed the SIE and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2017 - April 4, 2017
GRIFFITHS MCBURNEY CORP.
September 19, 2010 - January 16, 2017
FIRSTENERGY CAPITAL (USA) CORP.
State Registrations and Notice Filings
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Exams
Series 37
Date: 9/17/2010
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
GRIFFITHS MCBURNEY CORP.
CRD#: 40620 / SEC#: , 8-49139
Contact information
Documents
Direct owners and executive officers
Red Flags
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