KW
Kevin N. Walda
15 EQUITY
Santa Barbara, CA 93101
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CRD#: 5836586
KW
Professional summary
Kevin Neil Walda is a registered financial advisor currently at 15 EQUITY located in Santa Barbara, California.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Kevin has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. WALDA IS CURRENTLY AN EMPLOYEE OF Vx LOGISTICS LLC, LOCATED AT 12189 CAMINTO CORRIENTE, SAN DIEGO, CA 92128 A BUSINESS WHICH DELIVERS PACKAGES. MR. WALDA DEDICATES APPROXIMATELY 20 HOURS PER WEEK TO THIS OTHER BUSINESS ACTIVITY AND BEGAN HIS RELATIONSHIP WITH THE BUSINESS IN 2021. THIS IS NOT AN INVESTMENT RELATED BUSINESS. MR. WALDA IS CURRENTLY A 5% OWNER OF READY5 STRATEGIES, LOCATED AT 9865 BUSINESS PARK AVE. SAN DIEGO, CA 92131, A MARTIAL ARTS AND SELF DEFENSE INSTRUCTION SCHOOL. MR. WALDA DEDICATES APPROXIMATELY 1-5 HOURS PER MONTH TO THIS OTHER BUSINESS ACTIVITY AND BEGAN HIS RELATIONSHIP WITH THE BUSINESS IN 08/2016. THIS IS NOT AN INVESTMENT RELATED BUSINESS. MR. WALDA IS CURRENTLY AN EMPLOYEE OF JING INSTITUTE, LOCATED AT 9865 BUSINESS PARK AVE, SAN DIEGO, CA 92131 BUSINESS PAWHICH IS A CHINESE MARIAL ARTS AND CULTURE CENTER. MR. WALDA DEDICATES APPROXIMATELY 5-10 HOURS PER MONTH TO THIS OTHER BUSINESS ACTIVITY AND BEGAN HIS RELATIONSHIP WITH THE BUSINESS IN 2015. THIS IS NOT AN INVESTMENT RELATED BUSINESS. MR. WALDA IS AN INDEPENDENT CONTRACTOR AT GLORIA SPEARS CPA, WHERE HE CONDUCTS TAX PREP & FILINGS, AS WELL AS TAX ADVICE. THIS BUSINESS IS LOCATED AT 1101 E MARKLAND AVENUE, KOKOMO, INDIANA 46901. HIS DUTIES THERE VARY BASED ON TAX SEASON. HIS RELATIONSHIP WITH THIS BUSINESS BEGAN ON 01/2021. THIS IS NOT AN INVESTMENT RELATED BUSINESS. MR. WALDA IS A 50% OWNER AND PARTNER OF ROSS WALDA LEGAL GROUP, A LAW FIRM, WHERE HE PROVIDES LEGAL SERVICES. THIS BUSINESS IS LOCATED AT 11622 EL CAMINO REAL SUITE 100, SAN DIEGO, CA 92130. HIS RELATIONSHIP WITH THIS BUSINESS BEGAN ON 03/2016. MR. WALDA DEDICATES APPROXIMATELY 5-10 HOURS PER MONTH TO THIS OBA. THIS IS NOT AN INVESTMENT RELATED BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Neil Walda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2022 - Present
15 EQUITY
Office #1: 10 East Yanonali Street Suite 109, Santa Barbara, CA 93101RIA
CRD#: 310628
Santa Barbara, CA
Past
May 28, 2015 - September 12, 2016
HUMMINGBIRD
RIA
CRD#: 175313
SAN DIEGO, CA
Past
August 17, 2010 - November 30, 2023
GRAHAM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 141184
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1E
15 EQUITY
15 EQUITY | 15 EQUITY, LLC
CRD#: 310628 / SEC#: 801-119711
RIA
Registered Investment Advisory firm - (10/29/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/3/2022)
IAR
Texas(3/7/2022)
Current Firm
1E
15 EQUITY
15 EQUITY | 15 EQUITY, LLC
CRD#: 310628 / SEC#: 801-119711
RIA
Registered Investment Advisory firm - (10/29/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 East Yanonali Street Suite 109, Santa Barbara, CA 93101
Mailing Address
Phone number
(805) 456-4426
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 107 |
| AUM (Assets Under Management) | $ 123,190,418 |
Red Flags
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Company Information
15 EQUITY
CRD#: 310628Santa Barbara, CA 93101TRUST BUT VERIFY
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