Joseph G. Scherer
Professional summary
Joseph Gregory Scherer JR, who also goes by Joseph G Scherer, Joseph Gregory Scherer, is a registered financial advisor currently at W. SWARTZ & CO., LLC located in Wildwood, Missouri.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joseph has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Gregory Scherer JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2020 - Present
W. SWARTZ & CO., LLC
November 16, 2018 - April 29, 2019
CHARLES SCHWAB & CO., INC.
November 14, 2018 - April 29, 2019
CHARLES SCHWAB & CO., INC.
November 10, 2017 - March 1, 2018
CITI PRIVATE ALTERNATIVES, LLC
June 16, 2017 - March 1, 2018
CITIGROUP GLOBAL MARKETS INC.
April 27, 2017 - March 1, 2018
CITIGROUP GLOBAL MARKETS INC.
February 11, 2014 - August 4, 2016
J.P. MORGAN SECURITIES LLC
January 5, 2011 - January 3, 2014
SECURIAN FINANCIAL SERVICES, INC.
October 11, 2010 - January 3, 2014
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/5/2020)
Exams
Current Firm
W. SWARTZ & CO., LLC
CRD#: 256786 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 266 |
| AUM (Assets Under Management) | $ 30,010,200 |
Red Flags
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