Salvatore M. Culella
Professional summary
Salvatore Michael Culella, who also goes by Sam Culella, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Chesterfield, Missouri.
Salvatore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Salvatore has worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Salvatore Michael Culella's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Salvatore Michael Culella's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2009 - Present
OSAIC WEALTH, INC.
Office #1: 16020 Swingley Ridge Suite 325, Chesterfield, MO 63017February 20, 1997 - Present
OSAIC WEALTH, INC.
Office #1: 16020 Swingley Ridge Suite 325, Chesterfield, MO 63017October 31, 1995 - December 3, 2009
PINES FINANCIAL GROUP, INC.
February 1, 1990 - January 31, 1997
WALNUT STREET SECURITIES, INC.
June 22, 1987 - December 4, 1989
JOHN HANCOCK DISTRIBUTORS LLC
September 12, 1984 - January 30, 1990
AMERICAN CAPITAL EQUITIES, INC.
October 20, 1980 - January 31, 1992
EQUITABLE ADVISORS, LLC
July 14, 1973 - January 31, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/17/2006)
(3/21/2019)
(2/21/1997)
(2/26/1997)
(3/20/2012)
(2/20/1997)
(1/31/2012)
(3/25/1998)
(1/31/2012)
(6/20/2017)
(6/20/2017)
(3/5/1997)
(1/31/2012)
(2/23/2018)
(2/24/1997)
(3/20/2012)
(3/29/2000)
(1/31/2012)
(3/27/2020)
(11/30/1999)
(5/2/2007)
(5/4/2017)
(9/4/2003)
(2/6/2012)
(6/13/2009)
(1/5/1998)
(2/15/2012)
(3/4/1997)
(9/3/2003)
(6/15/2000)
(2/21/1997)
(4/30/2009)
(4/24/2017)
(9/14/2007)
(5/11/2017)
(7/17/2012)
(5/3/2017)
(5/4/2017)
(3/12/1997)
(2/8/2012)
(10/3/2000)
(6/21/2012)
(4/24/2017)
(11/22/2019)
(7/19/2022)
(2/24/2005)
(2/24/1997)
(2/10/2012)
(9/18/2000)
(4/27/2010)
(8/23/2005)
(4/15/2019)
(4/22/2019)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 7/8/1972
Registered Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Chesterfield, MO 63017TRUST BUT VERIFY
Monitor Salvatore Culella
Get automatic monthly alerts on: