Dustin Latham

ALTERNATIVE CAPITALIS

Wrentham, MA 02093

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CRD#: 5836494

Professional summary

Dustin Latham is a registered financial advisor currently at ALTERNATIVE CAPITALIS, LLC located in Wrentham, Massachusetts.

Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Dustin has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Seasonal Rental Property; Owner; Not Investment Related; 11 Oak Hill Rd Chatham MA 02093; Renting a seasonal property to vacationers on Cape Cod. ; Utilizing a third party property manager; Start date with business: 2024-11-19; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 5.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Latham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2016 - Present

ALTERNATIVE CAPITALIS, LLC

Office #1: 1565 West St, Wrentham, MA 02093

RIA

CRD#: 282775

Wrentham, MA

Past

May 2, 2016 - October 7, 2016

FIRST DOMINION CAPITAL CORP.

CRD#: 16330

RICHMOND, VA

Past

August 11, 2014 - December 4, 2015

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

BOSTON, MA

Past

June 23, 2011 - January 22, 2013

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA

CRD#: 106435

BOSTON, MA

Past

June 22, 2011 - January 22, 2013

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

October 28, 2010 - June 20, 2011

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

BOSTON, MA

Past

September 24, 2010 - June 20, 2011

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/13/2016)

IAR

Maine
(9/22/2023)

IAR

Massachusetts
(4/14/2016)

IAR

New Hampshire
(5/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/27/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/2010

General Securities Representative Examination

Current Firm

ALTERNATIVE CAPITALIS, LLC

ALTERNATIVE CAPITALIS, LLC | VANTINE INVESTMENT MANAGEMENT

CRD#: 282775 / SEC#:

Florida

Registered Investment Advisory firm - (9/28/2016 Approved)

Maine

Registered Investment Advisory firm - (9/22/2023 Approved)

Massachusetts

Registered Investment Advisory firm - (4/14/2016 Approved)

New Hampshire

Registered Investment Advisory firm - (5/3/2016 Approved)

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Contact information

Main Address

Wrentham, MA

Mailing Address

Phone number

(551) 258-3476

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	228
AUM (Assets Under Management)	$ 92,714,517

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dustin Latham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Latham's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTERNATIVE CAPITALIS, LLC

FIRST DOMINION CAPITAL CORP.

REALTY CAPITAL SECURITIES, LLC

MANULIFE INVESTMENT MANAGEMENT (US) LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/27/2010

SIE

Date: 10/7/2016

Series 7

Date: 9/23/2010

Current Firm

ALTERNATIVE CAPITALIS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALTERNATIVE CAPITALIS, LLC

TRUST BUT VERIFY

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