Jonathan R. Almodovar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Ralston Almodovar, who also goes by Jonathan Ralston Al Modovar, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2011. Jonathan had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2015 - April 28, 2015
ALLIANCEBERNSTEIN L.P.
March 13, 2015 - April 28, 2015
SANFORD C. BERNSTEIN & CO., LLC
August 15, 2013 - September 2, 2014
EQUITABLE ADVISORS, LLC
August 13, 2013 - September 2, 2014
EQUITABLE ADVISORS, LLC
March 26, 2013 - June 26, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 11, 2013 - June 26, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 10, 2012 - March 5, 2013
T. ROWE PRICE ADVISORY SERVICES, INC.
October 12, 2011 - March 5, 2013
T. ROWE PRICE INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
