Earl F. Vaughn

ADVENIRE WEALTH MANAGEMENT

Colorado Springs, CO 80921

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CRD#: 5836131

Professional summary

Earl Franklin Vaughn III, CFP®, who also goes by Earl F Vaughn, Earl Franklin Vaughn, is a registered financial advisor currently at ADVENIRE WEALTH MANAGEMENT located in Colorado Springs, Colorado.

Earl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Earl has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Earl F Vaughn | Earl Franklin Vaughn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Earl Franklin Vaughn III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

February 10, 2021 - Present

ADVENIRE WEALTH MANAGEMENT

Office #1: 13521 Northgate Estates Dr. Suite 200, Colorado Springs, CO 80921

RIA

CRD#: 301177

Colorado Springs, CO

Past

April 14, 2021 - September 28, 2021

BAUER WEALTH MANAGEMENT INC.

RIA

CRD#: 152977

COLORADO SPRINGS, CO

Past

September 11, 2019 - December 31, 2020

ADVENIRE WEALTH MANAGEMENT

RIA

CRD#: 301177

Colorado Springs, CO

Past

September 25, 2018 - June 6, 2019

ALTRUISTIC INVESTING

RIA

CRD#: 289016

COLORADO SPRINGS, CO

Past

August 4, 2016 - September 11, 2018

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

COLORADO SPRINGS, CO

Past

August 4, 2016 - September 11, 2018

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

COLORADO SPRINGS, CO

Past

September 25, 2013 - May 25, 2016

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BROOMFIELD, CO

Past

September 24, 2013 - May 19, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BROOMFIELD, CO

Past

February 9, 2012 - September 5, 2013

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

COLORADO SPRINGS, CO

Past

September 12, 2011 - September 5, 2013

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2011

General Securities Representative Examination

Current Firm

ADVENIRE WEALTH MANAGEMENT

ADVENIRE WEALTH MANAGEMENT | ADVENIRE WEALTH MANAGEMENT LLC

CRD#: 301177 / SEC#:

Colorado

Registered Investment Advisory firm - (9/11/2019 Approved)

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Contact information

Main Address

13521 Northgate Estates Dr Suite 200, Colorado Springs, CO 80921

Mailing Address

Phone number

(719) 424-3839

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	243
AUM (Assets Under Management)	$ 93,084,141

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Earl F. Vaughn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Earl Franklin Vaughn III's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAUER WEALTH MANAGEMENT INC.

ADVENIRE WEALTH MANAGEMENT

ALTRUISTIC INVESTING

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2012

SIE

Date: 9/11/2018

Series 7

Date: 9/9/2011

Current Firm

ADVENIRE WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVENIRE WEALTH MANAGEMENT

TRUST BUT VERIFY

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