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Earl Franklin Vaughn III

Earl F. Vaughn

ADVENIRE WEALTH MANAGEMENT
Colorado Springs, CO 80921
Some features on this profile are disabled
CRD#: 5836131
Earl Franklin Vaughn III

Professional summary

Earl Franklin Vaughn III, CFP®, who also goes by Earl F Vaughn, Earl Franklin Vaughn, is a registered financial advisor currently at ADVENIRE WEALTH MANAGEMENT located in Colorado Springs, Colorado.

Earl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Earl has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Earl F Vaughn | Earl Franklin Vaughn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Earl Franklin Vaughn III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2015

Experience

Current

February 10, 2021 - Present

ADVENIRE WEALTH MANAGEMENT

Office #1: 13521 Northgate Estates Dr. Suite 200, Colorado Springs, CO 80921
RIA
CRD#: 301177
Colorado Springs, CO
Past

April 14, 2021 - September 28, 2021

BAUER WEALTH MANAGEMENT INC.

RIA
CRD#: 152977
COLORADO SPRINGS, CO
Past

September 11, 2019 - December 31, 2020

ADVENIRE WEALTH MANAGEMENT

RIA
CRD#: 301177
Colorado Springs, CO
Past

September 25, 2018 - June 6, 2019

ALTRUISTIC INVESTING

RIA
CRD#: 289016
COLORADO SPRINGS, CO
Past

August 4, 2016 - September 11, 2018

SECURIAN FINANCIAL SERVICES, INC.

RIA
CRD#: 15296
COLORADO SPRINGS, CO
Past

August 4, 2016 - September 11, 2018

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
COLORADO SPRINGS, CO
Past

September 25, 2013 - May 25, 2016

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
BROOMFIELD, CO
Past

September 24, 2013 - May 19, 2016

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
BROOMFIELD, CO
Past

February 9, 2012 - September 5, 2013

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA
CRD#: 108958
COLORADO SPRINGS, CO
Past

September 12, 2011 - September 5, 2013

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(2/10/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/7/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/11/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/9/2011
General Securities Representative Examination

Current Firm

AW
ADVENIRE WEALTH MANAGEMENT
ADVENIRE WEALTH MANAGEMENT | ADVENIRE WEALTH MANAGEMENT LLC

CRD#: 301177 / SEC#:

Colorado
Registered Investment Advisory firm - (9/11/2019 Approved)
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
13521 Northgate Estates Dr Suite 200, Colorado Springs, CO 80921
Mailing Address
Phone number
(719) 424-3839
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts243
AUM (Assets Under Management)$ 93,084,141

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVENIRE WEALTH MANAGEMENT

CRD#: 301177Colorado Springs, CO 80921

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