Stephanie Bartruff
Professional summary
Stephanie Bartruff, who also goes by Stephanie Bender, Stephanie Lynn Bender, is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Scottsdale, Arizona.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2010. Stephanie has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Bartruff's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2017 - Present
INTEGRITY CAPITAL, LLC
Office #1: 16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260December 9, 2015 - August 10, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 28, 2015 - November 20, 2015
INNOVATION PARTNERS LLC
June 21, 2013 - December 10, 2013
CCO CAPITAL, LLC
October 1, 2010 - May 28, 2013
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2020)
(2/29/2024)
(8/9/2017)
(2/28/2024)
(1/28/2024)
(2/15/2024)
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(4/30/2020)
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(4/30/2020)
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(4/30/2020)
(5/1/2020)
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(2/9/2024)
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(4/30/2020)
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(1/31/2024)
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(3/7/2024)
Exams
What does exam status mean?
Series 6
Passed: 9/30/2010
FINRA
Current Firm
INTEGRITY CAPITAL, LLC
CRD#: 285198 / SEC#: , 8-69829
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTEGRITY WEALTH, LLC | MEMBER | |
| BAKER, ANDREA K | PRINCIPAL FINANCIAL OFFICER | 5533991 |
| BAKER, ANDREA K | FINOP | 5533991 |
| BAKER, ANDREA K | CHIEF FINANCIAL OFFICER | 5533991 |
| BAKER, ANDREA K | PRINCIPAL OPERATIONS OFFICER | 5533991 |
| DENHAM, ERIC TODD | PRESIDENT | 1812039 |
| PATTERSON, GINNIE SUZANNE | CHIEF COMPLIANCE OFFICER | 6329958 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
