Kristin K. Schroeder

SOUND STEWARDSHIP

Overland Park, KS 66210

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CRD#: 5835745

Professional summary

Kristin Kay Schroeder, CFP®, who also goes by Kristin Kay Conklin, is a registered financial advisor currently at SOUND STEWARDSHIP, LLC located in Overland Park, Kansas.

Kristin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Kristin has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristin Kay Conklin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity: Cake Properties LLC. Nature of Business: Real estate (rental property); not investment related. Your Role: Trustee of the Trust that owns Cake Properties LLC. Involvement: Not involved in daily operations; husband manages the business along with a property manager. Estimated Hours per Month: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Kay Schroeder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

May 13, 2025 - Present

SOUND STEWARDSHIP, LLC

Office #1: 9101 W. 110th St. Suite 150, Overland Park, KS 66210

RIA

CRD#: 129755

Overland Park, KS

Past

March 27, 2023 - October 16, 2023

MISSION FINANCIAL PLANNING, INC.

RIA

CRD#: 154469

MISSION, KS

Past

April 30, 2018 - May 6, 2020

FRUITFUL STEWARDSHIP LLC

RIA

CRD#: 293118

OVERLAND PARK, KS

Past

September 18, 2014 - July 14, 2016

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

OVERLAND PARK, KS

Past

May 15, 2014 - July 14, 2016

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

OVERLAND PARK, KS

Past

February 19, 2013 - March 14, 2014

CETERA ADVISORS LLC

CRD#: 10299

OVERLAND PARK, KS

Past

February 7, 2013 - March 14, 2014

CETERA ADVISORS LLC

RIA

CRD#: 10299

OVERLAND PARK, KS

Past

October 11, 2010 - November 2, 2011

EDWARD JONES

RIA

CRD#: 250

WICHITA, KS

Past

September 27, 2010 - November 2, 2011

EDWARD JONES

CRD#: 250

WICHITA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUND STEWARDSHIP, LLC

SOUND STEWARDSHIP, LLC | SYVERSON & COMPANY, LLC

CRD#: 129755 / SEC#: 801-110568

RIA

Registered Investment Advisory firm - (5/19/2017 Approved)

Iowa

Registered Investment Advisory firm - (5/31/2017 Terminated)

Kansas

Registered Investment Advisory firm - (5/26/2017 Terminated)

Missouri

Registered Investment Advisory firm - (5/26/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/26/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(5/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/8/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/2010

General Securities Representative Examination

Current Firm

SOUND STEWARDSHIP, LLC

SOUND STEWARDSHIP, LLC | SYVERSON & COMPANY, LLC

CRD#: 129755 / SEC#: 801-110568

RIA

Registered Investment Advisory firm - (5/19/2017 Approved)

Iowa

Registered Investment Advisory firm - (5/31/2017 Terminated)

Kansas

Registered Investment Advisory firm - (5/26/2017 Terminated)

Missouri

Registered Investment Advisory firm - (5/26/2017 Terminated)

Texas

Registered Investment Advisory firm - (5/26/2017 Terminated)

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Contact information

Main Address

9101 W. 110th St. Suite 150, Overland Park, KS 66210

Mailing Address

Phone number

(913) 317-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (4/29/2025)

Regulatory assets under management

Total Number of Accounts	1,069
AUM (Assets Under Management)	$ 243,577,802

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
04/01/2024	Cover Page	Report
01/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kristin K. Schroeder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Kay Schroeder's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISSION FINANCIAL PLANNING, INC.

FRUITFUL STEWARDSHIP LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

SOUND STEWARDSHIP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/8/2010

SIE

Date: 7/14/2016

Series 7

Date: 9/24/2010

Current Firm

SOUND STEWARDSHIP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SOUND STEWARDSHIP, LLC

TRUST BUT VERIFY

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