BY
Benjamin B. Yin
EAGLE STRATEGIES LLC
ALPHARETTA, GA 30022
Some features on this profile are disabled
CRD#: 5835533
BY
Professional summary
Benjamin Bing Yin, who also goes by Benjamin B Yin, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Alpharetta, Georgia and NYLIFE SECURITIES LLC located in Alpharetta, Georgia.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Benjamin has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Benjamin B Yin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF GENERATIONAL FINANCIAL PARTNERS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; NORCROSS, GA; START DATE: 02/2016][INSURANCE BROKERING AND THROUGH ASH BROKERAGE; 4720 PEACHTREE INDUSTRIAL BVLD. #5202 NORCROSS, GA 30071; START DATE 11/2014; INDEPENDENT CONTRACTOR; INVESTMENT RELATED; 5 HOURS PER MONTH; 5 HOURS PER MONTH DURING SECURITIES TRADING HOURS][Cath-Aid Inc; 1002 Winding Trail Evans, GA 30809; Start Date 01/2016; Owner; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; Passive investor][NYLARC Holding Company, Inc.; Reinsuring life insurance; 51 Madison Avenue, New York, NY 10010; Start Date 01/2018; shareholder; Investment Related; 1 hours per month; 1 hours per month during securities hours][Switchyards Neighborhood Clubs, LLC; passive investor; creates co-working spaces; 151 TED TURNER DR. NW Atlanta GA 30303; Start Date 06/2019; Investor; Not Investment Related; 0 hours per month][OTEMANU BROUGHTON INVESTORS, LLC; Passive Real Estate; 336 E Shipwreck Road Santa Rosa Beach, FL 32459; Start Date 12/2001; Investor; Investment Related; 0 hours per month][OPERATING UNDER THE DBA NAME OF GENFIDI, LLC FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; NORCROSS, GA; START DATE: 02/2021][OTEMANU Mining Fund 2020 LLC; holds land; 4075 PEACHTREE DUNWOODY ROAD Atlanta GA 30342; Start Date 12/2020; Investor; Investment Related; 0 hours per month][Ferrum Network and Duck Dao; Investor; 5012 Audley lane Norcross ga 30092; Start Date 04/2021; Investor; Investment Related; 1 hours per month and during securities trading hours; passive investor][Global Continence; Medical device ; 1385 N. Amanda Circle Atlanta, GA 30329; Start Date 08/2021; Passive Investor; Not Investment Related; 0 hours per month][OTEMANU TRR INVESTORS, LLC; private placement of real estate; 336 E Shipwreck Road Santa Rosa Beach, FL 32459; Start Date 12/2021; Investment Related; 0 hours per month] [Otemanu Ashley Forest Investors LLC; Passive private investor of real estate; 495 Grand Boulevard, Suite 206 Miramar Beach, FL 32550; Start Date 01/2023; Investment Related; 0 hours per month] [Gabriel Money Inc; Banking app ; 1190 North Highland Ave NE # 8629, Atlanta, GA, 30306.; Start Date 01/2024; passive Investor; Not Investment Related; 0 hours per month][Audality; Wireless speaker company; Passive investor; start date 6/2024][GenFi LLC-Dormant; 3655 Brookside Pkwy, #400, Alpharetta, GA, 30022; Start Date 01/2025; Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours][BJ Yin Family Holdings, LLC - Dormant; 5012 Audley Ln Norcross GA 30092; Start Date 01/2025; Owner; Not Investment Related; 0 hours per month][1226 BOWERSVILLE HWY #4, LLC - Dormant; real estate assets.; 5012 Audley Ln Norcross GA 30092; Start Date 01/2025; Owner; Not Investment Related; 0 hours per month][Let's go Pickleball; Indoor pickleball facility ; 2011 Highway 54 West Peachtree City GA 30269; Start Date 09/2024; Investor; Not Investment Related][Nouri Life, LLC; Vitamin business; 801 Blacklawn Road Suite N Conyers, GA 30012; Start Date 12/2024; Investor; Not Investment Related; 0 hours per month][Rental Property - 1226 Bowersville Hwy #4 ; vacation property rental; 1226 Bowersville Hwy #4 Hartwell, GA 30643; Start Date 10/2025; Role/Title: Wife is owner of property; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; collect rent]
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Bing Yin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2015 - Present
EAGLE STRATEGIES LLC
Office #1: 3655 Brookside Parkway Suite 400, Alpharetta, GA 30022RIA
CRD#: 110826
ALPHARETTA, GA
Current
December 13, 2010 - Present
NYLIFE SECURITIES LLC
Office #1: 3655 Brookside Parkway Suite 400, Alpharetta, GA 30022BD
CRD#: 5167
Alpharetta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/12/2016)
RR
Arizona(2/11/2025)
RR
California(1/8/2014)
RR
Colorado(7/19/2023)
RR
District of Columbia(3/10/2015)
RR
Florida(3/11/2019)
RR
Georgia(12/20/2010)
IAR
Georgia(3/16/2015)
RR
Hawaii(7/11/2025)
RR
Illinois(1/4/2018)
RR
Indiana(9/5/2019)
RR
Iowa(11/12/2024)
RR
Kansas(3/6/2025)
RR
Kentucky(2/21/2025)
RR
Louisiana(9/29/2021)
RR
Maryland(4/26/2021)
RR
Massachusetts(5/21/2018)
RR
Mississippi(3/10/2025)
RR
Missouri(11/22/2022)
RR
New Jersey(2/18/2025)
RR
New York(1/8/2014)
RR
North Carolina(4/7/2016)
RR
Ohio(5/7/2024)
RR
Oklahoma(3/12/2025)
RR
Oregon(9/5/2019)
RR
Pennsylvania(11/3/2022)
RR
South Carolina(4/5/2016)
RR
Tennessee(8/13/2015)
RR
Texas(10/21/2016)
IAR
Texas(4/22/2021)
RR
Virginia(8/3/2015)
RR
Washington(3/6/2025)
RR
West Virginia(11/10/2022)
RR
Wisconsin(3/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
