Robert D. Culbertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dermot Culbertson, who also goes by Bob Culbertson, Robert Dermont Culbertson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 9 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 1997 - October 31, 2014
KESTRA INVESTMENT SERVICES, LLC
December 7, 1988 - September 16, 1997
WALNUT STREET SECURITIES, INC.
February 23, 1987 - November 8, 1988
FEDERATION FOR FINANCIAL INDEPENDENCE
January 13, 1987 - March 5, 1987
MONARCH SECURITIES, INC.
April 5, 1984 - January 7, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
March 12, 1982 - February 22, 1984
FIRST UNION CAPITAL MARKETS CORP.
July 10, 1980 - March 8, 1982
INTEGRATED RESOURCES EQUITY CORPORATION
July 9, 1973 - August 28, 1980
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
May 20, 1971 - June 10, 1973
CONFERENCE CONCEPTS, INC.
February 9, 1970 - July 11, 1971
INDUSTRY SAVINGS PLANS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/9/1968
Registered Representative ExaminationCurrent Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
