Michael P. Mccarthy
FINANCIAL CONSULATE
GETTYSBURG, PA 17325
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CRD#: 5835406
Professional summary
Michael Patrick Mccarthy, CFP® is a registered financial advisor currently at FINANCIAL CONSULATE located in Gettysburg, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Michael has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Michael McCarthy Consultant Whether business is investment-related: Not directly Address of the other business: 3154 Charles Street, Fallston, MD 21047 Nature of the other business: Consulting Michael McCarthy's position: Consultant Title or relationship with the other business: Sole proprietor Start date of your relationship: January 2021 Approximate number of hours/month devoted to the other business: 2 to 6 hours Number of hours you devote to the other business during securities trading hours: < 1 hour Brief description of duties related to the other business: Consulting with other RIAs and Institutional Investors on the Financial Services Industry, Practice Management, and FinTech.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
December 13, 2016 - Present
FINANCIAL CONSULATE
Office #1: 1302 Proline Place, Gettysburg, PA 17325Office #3: 11019 Mccormick Road Suite 200, Hunt Valley, MD 21031RIA
CRD#: 106898
GETTYSBURG, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FINANCIAL CONSULATE
COORDINATED ASSET PLANNING CO INC | THE FINANCIAL CONSULATE, INC | THE CONSULATE | FINANCIAL CONSULATE | COORDINATED ASSETS
CRD#: 106898 / SEC#: 801-18829
RIA
Registered Investment Advisory firm - (4/29/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/22/2022)
IAR
Maryland(12/13/2016)
IAR
Pennsylvania(12/13/2016)
IAR
Texas(8/18/2023)
Exams
Current Firm
FINANCIAL CONSULATE
COORDINATED ASSET PLANNING CO INC | THE FINANCIAL CONSULATE, INC | THE CONSULATE | FINANCIAL CONSULATE | COORDINATED ASSETS
CRD#: 106898 / SEC#: 801-18829
RIA
Registered Investment Advisory firm - (4/29/1983 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11019 Mccormick Road Suite 200, Hunt Valley, MD 21031
Mailing Address
Phone number
(410) 823-7283
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,597 |
| AUM (Assets Under Management) | $ 930,031,477 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 07/29/2024 | ||
| 08/09/2023 | ||
| 01/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL CONSULATE
CRD#: 106898Gettysburg, PA 17325TRUST BUT VERIFY
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