David W. Little, Jr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David William Little, Jr. was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2010. David had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2014 - May 14, 2014
RONALD GELOK & ASSOCIATES
May 10, 2012 - December 31, 2013
RONALD GELOK & ASSOCIATES
February 16, 2011 - September 7, 2012
GELOK, SCORDATO & ASSOCIATES
August 13, 2010 - November 11, 2011
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
State Registrations and Notice Filings
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Current Firm
RONALD GELOK & ASSOCIATES
CRD#: 160849 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
