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Peter Timothy Uihlein

Peter T. Uihlein

LIFEWORKS ADVISORS
Indianapolis, IN
Some features on this profile are disabled
CRD#: 5834932
Peter Timothy Uihlein

Professional summary

Peter Timothy Uihlein, CFP®, who also goes by P. Timothy Uihlein, Peter T. Uihlein, Tim Uihlein, is a registered financial advisor currently at LIFEWORKS ADVISORS, LLC located in Indianapolis, Indiana.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Peter has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

P. Timothy Uihlein | Peter T. Uihlein | Tim Uihlein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) St. Nicholas Early Learning, Inc. not investment-related 3333 N. Meridian St., Indianapolis, IN 46208 Daycare Board Member 12/1/2023 1 hour/month 0 hours/month Serving on the board of directors to assist with governance, fundraising, development, and community reach.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Timothy Uihlein's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

May 13, 2024 - Present

LIFEWORKS ADVISORS, LLC

Office #2: 4095 Park East Ct. Ste. C, Grand Rapids, MI 49546
RIA
CRD#: 288255
Indianapolis, IN
Past

September 8, 2020 - December 31, 2024

VINCERE WEALTH MANAGEMENT, LLC

RIA
CRD#: 293852
INDIANAPOLIS, IN
Past

January 18, 2019 - June 24, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
INDIANAPOLIS, IN
Past

January 18, 2019 - June 24, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
INDIANAPOLIS, IN
Past

June 2, 2017 - January 16, 2019

TD AMERITRADE, INC.

RIA
CRD#: 7870
CHICAGO, IL
Past

June 2, 2017 - January 16, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
CHICAGO, IL
Past

June 2, 2017 - January 16, 2019

TD AMERITRADE, INC.

BD
CRD#: 7870
CHICAGO, IL
Past

August 31, 2015 - June 7, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
CHICAGO, IL
Past

August 28, 2015 - June 7, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
CHICAGO, IL
Past

January 23, 2012 - August 24, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA
CRD#: 137115
CHICAGO, IL
Past

March 28, 2011 - August 24, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
CHICAGO, IL
Past

September 3, 2010 - April 12, 2011

ASSOCIATED INVESTMENT SERVICES, INC.

BD
CRD#: 1464
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH

CRD#: 288255 / SEC#: 801-119648

RIA
Registered Investment Advisory firm - (10/14/2020 Approved)
Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)
Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)
Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)
Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(5/13/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/20/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/20/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/14/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/2/2010
Investment Company Products/Variable Contracts Representative Examination

Current Firm

LA
LIFEWORKS ADVISORS, LLC
ARDENT WEALTH MANAGEMENT | THRIVEALIKE | NORTH CORNER WEALTH | LIFEWORKS ADVISORS, LLC | LEVEL 5 FINANCIAL, LLC | FIDUCIARY MANAGEMENT GROUP, INC. | EPIC INCOME ADVISORS | CADILLAC WEALTH ADVISORS | BRIGHT ADVISERS | BREAKOUT PRIVATE WEALTH LLC | BREAKOUT PRIVATE WEALTH

CRD#: 288255 / SEC#: 801-119648

RIA
Registered Investment Advisory firm - (10/14/2020 Approved)
Florida
Registered Investment Advisory firm - (10/15/2020 Terminated)
Louisiana
Registered Investment Advisory firm - (10/20/2020 Terminated)
Michigan
Registered Investment Advisory firm - (11/12/2020 Terminated)
Texas
Registered Investment Advisory firm - (10/15/2020 Terminated)
Wisconsin
Registered Investment Advisory firm - (10/15/2020 Terminated)
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Contact information

Main Address
4095 Park East Ct. Ste. C, Grand Rapids, MI 49546
Mailing Address
Phone number
(616) 200-6512
Established
Firm type
Fiscal year end
# of Employees
40

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LIFEWORKS DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (9/23/2025)

Regulatory assets under management

Total Number of Accounts3,785
AUM (Assets Under Management)$ 742,298,024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIFEWORKS ADVISORS, LLC

CRD#: 288255Indianapolis, IN

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