Daniel R. Drahos
Professional summary
Daniel R Drahos, who also goes by Daniel R Drahos, is a registered financial advisor currently at STIRLINGSHIRE INVESTMENTS located in Valley Stream, New York and STIRLINGSHIRE INVESTMENTS located in New York City, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Daniel has worked at 7 firms and has passed the Series 65, Series 63, Series 82TO, Series 99TO, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel R Drahos's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2024 - Present
STIRLINGSHIRE INVESTMENTS
May 2, 2023 - Present
STIRLINGSHIRE INVESTMENTS
Office #1: 15 W 38th St Suite 704, New York City, NY 10018September 9, 2022 - May 8, 2023
HARLEY CAPITAL LLC
September 21, 2021 - August 11, 2022
MONMOUTH CAPITAL MANAGEMENT LLC
June 3, 2016 - October 11, 2021
WORDEN CAPITAL MANAGEMENT LLC
July 14, 2015 - May 31, 2016
AEGIS CAPITAL CORP.
September 8, 2010 - July 14, 2015
J.D. NICHOLAS & ASSOCIATES, INC.
Primary Firm SEC Registration
STIRLINGSHIRE INVESTMENTS
CRD#: 327779 / SEC#: 801-128665
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/4/2023)
(5/2/2023)
(5/22/2023)
(5/4/2023)
(6/15/2023)
(5/4/2023)
(6/16/2023)
(7/6/2023)
(5/4/2023)
(5/4/2023)
(6/13/2023)
(6/14/2023)
(5/10/2023)
(6/13/2023)
(6/21/2023)
(5/4/2023)
(5/2/2023)
(5/13/2024)
(5/8/2023)
(5/4/2023)
(5/17/2023)
(5/4/2023)
(5/4/2023)
(5/4/2023)
(5/4/2023)
(6/13/2023)
(6/14/2023)
(6/22/2023)
Exams
Series 82TO
Date: 5/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
STIRLINGSHIRE INVESTMENTS
CRD#: 327779 / SEC#: 801-128665
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,135 |
| AUM (Assets Under Management) | $ 179,802,588 |
Red Flags
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