William J. Ritt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William J Ritt, CFP®, who also goes by William John Ritt, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2012. William had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2026 - June 3, 2026
FORESIDE FINANCIAL SERVICES, LLC
January 28, 2026 - June 2, 2026
SYMMETRY PARTNERS
May 1, 2025 - October 22, 2025
KESTRA ADVISORY SERVICES, LLC
May 1, 2025 - October 22, 2025
KESTRA INVESTMENT SERVICES, LLC
April 6, 2015 - May 23, 2025
ROBERT W. BAIRD & CO. INCORPORATED
January 2, 2014 - May 23, 2025
ROBERT W. BAIRD & CO. INCORPORATED
May 1, 2012 - January 2, 2014
ALLSPRING FUNDS DISTRIBUTOR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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