William J. Paladino

PALADINO WEALTH

MONTGOMERY, TX 77316

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CRD#: 5834266

Professional summary

William Joseph Paladino JR, who also goes by Joe Paladino, William Paladino, is a registered financial advisor currently at PALADINO WEALTH located in Montgomery, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. William has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Paladino | William Paladino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. UNITED AIRLINES. NOT INVESTMENT RELATED. 77 WACKER DR, CHICAGO, IL 60601. PILOT. 100 HRS/MO. PILOT. 10/1996.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Paladino JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2020 - Present

PALADINO WEALTH

Office #1: 700 Mccaleb Road Suite L, Montgomery, TX 77316

RIA

CRD#: 307799

MONTGOMERY, TX

Past

January 21, 2016 - April 30, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

Montgomery, TX

Past

October 23, 2013 - April 30, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

Montgomery, TX

Past

June 17, 2013 - January 15, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SPRING, TX

Past

September 7, 2010 - December 31, 2013

PKS ADVISORY SERVICES, LLC

RIA

CRD#: 125648

SPRING, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALADINO WEALTH

AIRLINE PILOT ADVISORS | PALADINO WEALTH | AVIATOR FINANCIAL CONSULTING LLC

CRD#: 307799 / SEC#: 801-118369

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/26/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/27/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/2013

General Securities Representative Examination

Current Firm

PALADINO WEALTH

AIRLINE PILOT ADVISORS | PALADINO WEALTH | AVIATOR FINANCIAL CONSULTING LLC

CRD#: 307799 / SEC#: 801-118369

RIA

Registered Investment Advisory firm - (4/3/2020 Approved)

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Contact information

Main Address

700 Mccaleb Road Suite L, Montgomery, TX 77316

Mailing Address

Phone number

(936) 444-2583

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PALADINO WEALTH ADV PART 2A (3/5/2025)

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 165,204,797

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William J. Paladino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Paladino JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

PKS ADVISORY SERVICES, LLC

Primary Firm SEC Registration

PALADINO WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 6/26/2013

Series 65

Date: 7/27/2010

SIE

Date: 10/1/2018

Series 7

Date: 6/17/2013

Current Firm

PALADINO WEALTH

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALADINO WEALTH

TRUST BUT VERIFY

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