William Lloyd Huston Jr

1) William L. Huston, Jr., Director, Institutional Services for Bay Street is also licensed and registered as an insurance agent to sell life, accident and other lines of insurance for various insurance companies. Mr. Huston will do this activity under an affiliate of Bay Street, namely, dba Bay Street Insurance Services ("BSIS"). Mr. Huston will spend approximately 10% of his time on insurance related activities. 2) Mr. Huston serves as the Chapter President for San Francisco's National Association of Securities Professionals, headquartered in Washington D.C. The National Association of Securities Professionals (NASP) is the premier organization that assists people of color and women achieve inclusion in the financial services industry. 3) Mr. Huston in his individual capacity is affiliated with the manager (Bay Street Capital Holdings LLC) and general partner (Bay Street Capital Holdings) of a real estate fund. If a client meets the "accredited investor" definition and it is deemed to be in the best interest of the client, Mr. Hutson may recommend the client invest in the real estate fund. Mr. Hutson's affiliation to the fund creates a conflict of interest as Mr. Hutson may benefit financially from additional investments made into the fund. Clients are under no obligation to implement any recommendations made by Mr. Hutson or the Advisor to invest in the fund. Mr. Huston spends approximately 10% of his time per month in this capacity. 4) Mr. Huston serves as an Investment Advisor Representative for Bay Street Capital Holdings since 08/2018 and with Maridea Wealth Management LLC since 05/2024. This dual registration is strictly for transitional purposes only.