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Anthony B Lane

CRD# 5833756·Registered 2011 - 2020
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony B Lane was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 2011 - 2020. Anthony had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

ABL ADVISORS, LLC·CRD# 296457
RIA
Sugar Land, TX
September 6, 2019 - December 31, 2020
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Sugar Land, TX
April 30, 2015 - December 4, 2017
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Sugar Land, TX
April 30, 2015 - December 4, 2017
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
RIA
Houston, TX
March 6, 2015 - May 22, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC·CRD# 16164
BD
Houston, TX
March 6, 2015 - May 22, 2015
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Houston, TX
September 3, 2013 - December 11, 2014
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Houston, TX
August 19, 2013 - December 11, 2014
NYLIFE SECURITIES LLC·CRD# 5167
BD
Houston, TX
July 25, 2011 - January 18, 2013

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Current Firm

AA
ABL ADVISORS, LLC

ABL ADVISORS, LLC | LANE, ANTHONY B | ANTHONY LANE | ANTHONY B. LANE

CRD#: 296457

Contact Information

Main Address

Sugar Land, TX

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2013About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2011About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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