Jonathan P. Ippel

ORGEL WEALTH MANAGEMENT

Altoona, WI 54720

Some features on this profile are disabled

CRD#: 5833663

Professional summary

Jonathan Paul Ippel, CFP®, CIMA® is a registered financial advisor currently at ORGEL WEALTH MANAGEMENT, LLC located in Altoona, Wisconsin.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jonathan has worked at 2 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Paul Ippel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 21, 2014 - Present

ORGEL WEALTH MANAGEMENT, LLC

Office #1: 2420 Rivers Edge Drive, Altoona, WI 54720Office #2: 701 Carlson Parkway Suite 150, Minnetonka, MN 55305

RIA

CRD#: 168219

Altoona, WI

Past

September 30, 2011 - October 16, 2013

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

AURORA, CO

Past

August 26, 2010 - October 16, 2013

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

AURORA, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ORGEL WEALTH MANAGEMENT, LLC

CRD#: 168219 / SEC#: 801-78284

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(11/29/2022)

IAR

Texas
(3/16/2018)

IAR

Wisconsin
(1/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/12/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/29/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 8/25/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ORGEL WEALTH MANAGEMENT, LLC

CRD#: 168219 / SEC#: 801-78284

RIA

Registered Investment Advisory firm - (7/9/2013 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2420 Rivers Edge Drive, Altoona, WI 54720

Mailing Address

Phone number

(715) 835-6525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ORGEL WEALTH MANAGEMENT WRAP FEE BROCHURE (3/27/2024)

ORGEL WEALTH MANAGEMENT ADV BROCHURE (3/27/2024)

Regulatory assets under management

Total Number of Accounts	10,031
AUM (Assets Under Management)	$ 7,104,580,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Fialkowski

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

Cheryl Williams

MORGAN STANLEY

PURCHASE, NY

Nelson Secretario

REDWOOD PRIVATE WEALTH

PHOENIX, AZ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan P. Ippel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Paul Ippel's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORGEL WEALTH MANAGEMENT, LLC

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

ORGEL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/12/2012

Series 65

Date: 9/29/2011

Series 6

Date: 8/25/2010

Current Firm

ORGEL WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ORGEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors