Janet Kiefer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Kiefer, who also goes by Kiefer Marie Janet Marie, Janet Marie Kiefer, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 2011. Janet had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2015 - July 3, 2019
LEUCADIA ASSET MANAGEMENT LLC
December 14, 2015 - July 3, 2019
JEFFERIES LLC
July 12, 2013 - December 11, 2015
WILLIAM BLAIR
July 12, 2013 - December 11, 2015
WILLIAM BLAIR
May 16, 2012 - July 5, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
June 20, 2011 - July 5, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
LEUCADIA ASSET MANAGEMENT LLC
CRD#: 121767 / SEC#: 801-61698
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEUCADIA ASSET MANAGEMENT LLC
CRD#: 121767 / SEC#: 801-61698
Contact information
SEC notice filing (7 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 4,042,872,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
