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YK

Yakov M. Krayn

KOPENTECH CAPITAL MARKETS LLC
ROSLYN, NY
Some features on this profile are disabled
CRD#: 5833524
YK

Professional summary


Yakov Michael Krayn, who also goes by Jacob Michael Krayn, is a registered financial professional currently at KOPENTECH CAPITAL MARKETS LLC located in Roslyn, New York.

Yakov is registered as a RR (Registered Representative) and started their career in finance in 2010. Yakov has worked at 4 firms and has passed the Series 63, SIE, Series 7TO and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jacob Michael Krayn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Yakov Michael Krayn's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 11, 2025 - Present

KOPENTECH CAPITAL MARKETS LLC

BD
CRD#: 299808
ROSLYN, NY
Past

July 2, 2012 - March 10, 2016

VIRTU AMERICAS LLC

BD
CRD#: 149823
JERSEY CITY, NJ
Past

May 23, 2011 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
GREENWICH, CT
Past

October 4, 2010 - February 2, 2011

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/11/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 4/3/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/17/2025
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


KC
KOPENTECH CAPITAL MARKETS LLC
KOPENTECH | KOPENTECH LLC | KOPENTECH CAPITAL MARKETS LLC

CRD#: 299808 / SEC#: , 8-70331

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
25 Fernwood Lane Suite 1101, Roslyn, NY 11576
Mailing Address
25 Fernwood Lane Suite 1101, Roslyn, NY 11576
Phone number
(800) 862-1684
Established
Delaware since 03/15/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
KOPENTECH LLCPARTNER
CHAN, STANLEYCHIEF COMPLIANCE OFFICER4184811
SCHILLING, MICHAEL JAMESDIRECTOR / FINOP/ CFO/ PFO/ POO2609624

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KOPENTECH CAPITAL MARKETS LLC

CRD#: 299808Roslyn, NY

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