Brian Dennis Foley
Professional Summary
Brian Dennis Foley, who also goes by Brian Dennis Foley 09, is a registered financial advisor currently at LIGHTHOUSE CAPITAL, LLC located in Boston, Massachusetts. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Brian has worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brian Dennis Foley 09
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
BAY COLONY ADVISORS, LLC | LIGHTHOUSE CAPITAL, LLC
Contact Information
Main Address
90 Canal Street Suite 442, Boston, MA 02114Mailing Address
Po Box 130100, Boston, MA 02113Phone Number
(617) 980-1183# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
128AUM (Assets Under Management)
$44,527,558Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/31/2010)
(1/29/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2010About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Brian Dennis Foley's CRS (Customer Relationship Summary).
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