Kevin C. Batstone

BAYBRIDGE CAPITAL GROUP

LIVERMORE, CA 94550

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CRD#: 5833464

Professional summary

Kevin Charles Batstone, CFP® is a registered financial advisor currently at BAYBRIDGE CAPITAL GROUP, LLC located in Livermore, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kevin has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOLE PROPRIETOR; INSURANCE AGENT; START DATE: 06/2011; PLEASANTON, CA; INVESTMENT-RELATED BUSINESS; 10 HOURS/MONTH AND 10 HOURS/MONTH DURING TRADING HOURS. BayBridge Capital Group, LLC; investment related; Pleasanton, CA; RIA; managing partner; 01/01/2017; 120 hrs/month; 90hrs/month during trading hours; own and operate the practice BOD Capital Partners, LLC; Not Investment-Related; Located at 725 Austen Way, Livermore, CA 94551; Owner & Manager; IAR spends approximately 1 hr/ month, 0 hrs per month during securities trading hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Charles Batstone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

November 4, 2016 - Present

BAYBRIDGE CAPITAL GROUP, LLC

Office #1: 2205 Fourth Street, Livermore, CA 94550

RIA

CRD#: 284867

LIVERMORE, CA

Past

July 1, 2013 - January 22, 2018

INFINITY FINANCIAL SERVICES

RIA

CRD#: 144302

PLEASANTON, CA

Past

June 28, 2013 - January 22, 2018

INFINITY FINANCIAL SERVICES

CRD#: 144302

PLEASANTON, CA

Past

May 9, 2011 - July 2, 2013

MORGAN STANLEY

RIA

CRD#: 149777

WALNUT CREEK, CA

Past

April 6, 2011 - July 2, 2013

MORGAN STANLEY

CRD#: 149777

WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAYBRIDGE CAPITAL GROUP, LLC

CRD#: 284867 / SEC#: 801-112598

RIA

Registered Investment Advisory firm - (3/8/2018 Approved)

California

Registered Investment Advisory firm - (5/2/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/4/2016)

IAR

Texas
(3/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/29/2011

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/5/2011

General Securities Representative Examination

Current Firm

BAYBRIDGE CAPITAL GROUP, LLC

CRD#: 284867 / SEC#: 801-112598

RIA

Registered Investment Advisory firm - (3/8/2018 Approved)

California

Registered Investment Advisory firm - (5/2/2018 Terminated)

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Contact information

Main Address

2205 Fourth Street, Livermore, CA 94550

Mailing Address

Phone number

(888) 440-2224

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/2/2025)

Regulatory assets under management

Total Number of Accounts	520
AUM (Assets Under Management)	$ 162,194,993

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin C. Batstone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Charles Batstone's CRS (Customer Relationship Summary).

Certified licenses

Experience

INFINITY FINANCIAL SERVICES

INFINITY FINANCIAL SERVICES

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

BAYBRIDGE CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2011

SIE

Date: 1/22/2018

Series 31

Date: 6/29/2011

Series 7

Date: 4/5/2011

Current Firm

BAYBRIDGE CAPITAL GROUP, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAYBRIDGE CAPITAL GROUP, LLC

TRUST BUT VERIFY

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