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Arthur Ross Culbert

CRD# 58334·Registered 1973 - 2003
Previously Registered: Being a previously registered professional could mean that Arthur is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Arthur Ross Culbert was a registered financial advisor. Arthur was a previously registered financial professional and started their career in finance 1973 - 2003. Arthur had worked at 13 firms and has passed the Series 63, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

EDI FINANCIAL, INC.·CRD# 15699
BD
Irving, TX
August 27, 1997 - January 31, 2003
CULLUM & SANDOW SECURITIES, INC.·CRD# 15836
BD
Dallas, TX
March 16, 1995 - August 13, 1997
SIGNAL SECURITIES, INC.·CRD# 15916
BD
Fort Worth, TX
May 10, 1994 - March 7, 1995
AMERICAP FINANCIAL, INC.·CRD# 19626
BD
Fort Worth, TX
December 21, 1993 - June 2, 1994
TEXAS SECURITIES, INC.·CRD# 7655
BD
Ft. Worth, TX
January 25, 1993 - June 6, 1994
DICKINSON & CO.·CRD# 689
BD
Des Moines, IA
July 12, 1991 - July 16, 1992
TEXAS SECURITIES, INC.·CRD# 7655
BD
February 16, 1989 - June 26, 1991
EDI FINANCIAL, INC.·CRD# 15699
BD
Irving, TX
November 28, 1988 - January 24, 1989
PROSPERA FINANCIAL SERVICES, INC.·CRD# 10740
BD
February 29, 1988 - October 24, 1988
TEXAS SECURITIES, INC.·CRD# 7655
BD
March 10, 1987 - January 4, 1988
ASHFORD SECURITIES CORPORATION·CRD# 14172
BD
October 8, 1986 - March 2, 1987
TEXAS SECURITIES, INC.·CRD# 7655
BD
Ft. Worth, TX
April 14, 1986 - June 26, 1991
TEXAS INDEPENDENT SECURITIES, INC.·CRD# 13667
BD
December 18, 1984 - February 28, 1986
J. W. GANT & ASSOCIATES, INC.·CRD# 7963
BD
September 27, 1983 - January 30, 1988
WALFORD, DEMARET & CO., INC.·CRD# 7985
BD
September 21, 1979 - February 22, 1982
AMERICAN WESTERN SECURITIES, INC.·CRD# 7619
BD
May 28, 1978 - October 24, 1979
AMERICAN WESTERN SECURITIES, INC.·CRD# 6304
BD
April 18, 1973 - May 28, 1978

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Current Firm

EF
EDI FINANCIAL, INC.

EDI FINANCIAL, INC. | R.R. ORR & ASSOCIATES INC. | HIBLER & ORR INC.

CRD#: 15699 / SEC#: 8-32566
BD
Terminated by SEC on 02/03/2017

Contact Information

Established

Texas since 11/05/1984

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
PRINZ, MARTIN WILLIAMPRESIDENT, DIRECTOR, CSO, CCO1330601
DAILY, JAY PATRICKSHAREHOLDER1471899
JOHN, VARKEYFINOP4530162

Disclosures

Regulatory Event

11

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1979About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Apr 1973

Series 24 — General Securities Principal Examination

Passed Feb 1980About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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