Arthur R. Culbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Ross Culbert was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1973. Arthur had worked at 13 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1997 - January 31, 2003
EDI FINANCIAL, INC.
March 16, 1995 - August 13, 1997
CULLUM & SANDOW SECURITIES, INC.
May 10, 1994 - March 7, 1995
SIGNAL SECURITIES, INC.
December 21, 1993 - June 2, 1994
AMERICAP FINANCIAL, INC.
January 25, 1993 - June 6, 1994
TEXAS SECURITIES, INC.
July 12, 1991 - July 16, 1992
DICKINSON & CO.
February 16, 1989 - June 26, 1991
TEXAS SECURITIES, INC.
November 28, 1988 - January 24, 1989
EDI FINANCIAL, INC.
February 29, 1988 - October 24, 1988
PROSPERA FINANCIAL SERVICES, INC.
March 10, 1987 - January 4, 1988
TEXAS SECURITIES, INC.
October 8, 1986 - March 2, 1987
ASHFORD SECURITIES CORPORATION
April 14, 1986 - June 26, 1991
TEXAS SECURITIES, INC.
December 18, 1984 - February 28, 1986
TEXAS INDEPENDENT SECURITIES, INC.
September 27, 1983 - January 30, 1988
J. W. GANT & ASSOCIATES, INC.
September 21, 1979 - February 22, 1982
WALFORD, DEMARET & CO., INC.
May 28, 1978 - October 24, 1979
AMERICAN WESTERN SECURITIES, INC.
April 18, 1973 - May 28, 1978
AMERICAN WESTERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/12/1973
Registered Representative ExaminationCurrent Firm
EDI FINANCIAL, INC.
CRD#: 15699 / SEC#: , 8-32566
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
