David J. Goldstone
Professional summary
David Joseph Goldstone is a registered financial advisor currently at CONDOR CAPITAL WEALTH MANAGEMENT located in Denver, Colorado.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. David has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Joseph Goldstone's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2021 - Present
CONDOR CAPITAL WEALTH MANAGEMENT
June 26, 2019 - September 22, 2021
BACKEND BENCHMARKING
September 30, 2013 - November 6, 2014
FIRST NATIONAL CAPITAL MARKETS
September 23, 2013 - November 6, 2014
FIRST NATIONAL CAPITAL MARKETS
November 5, 2010 - October 12, 2011
WADDELL & REED
September 16, 2010 - October 12, 2011
WADDELL & REED
Primary Firm SEC Registration
CONDOR CAPITAL WEALTH MANAGEMENT
CRD#: 104920 / SEC#: 801-33145
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/28/2021)
(11/8/2021)
Exams
Current Firm
CONDOR CAPITAL WEALTH MANAGEMENT
CRD#: 104920 / SEC#: 801-33145
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,216 |
| AUM (Assets Under Management) | $ 1,996,405,279 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 02/27/2025 | ||
| 10/26/2023 | ||
| 12/22/2022 |
Red Flags
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