RT
Robert T. Taylor
TAYLOR & MORGAN ASSET MANAGEMENT
Troy, MI 48083
Some features on this profile are disabled
CRD#: 5833240
RT
Professional summary
Robert Thomas Taylor is a registered financial advisor currently at TAYLOR & MORGAN ASSET MANAGEMENT, LLC located in Troy, Michigan.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Robert has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ROBERT T. TAYLOR LAW FIRM, 100% BUSINESS OWNER, 2302 STONEBRIDGE DR. BUILDING D, FLINT MI, STARTED IN APRIL 2010. 5HRS/MONTH, 0 DURING SEC HRS. THIS FIRM WAS ESTABLISHED TO COLLECT REFERRAL FEES FROM OTHER ATTORNEYS. 2)TAYLOR & MORGAN ASSET MANAGEMENT; FLINT, MI; INVESTMENT RELATED; 100% OWNER; 9/10; 20 HOURS/MONTH; 4 HOURS DURING TRADING; FINANCIAL SERVICES ENTITY 2)MFCI, INC.; MEMBER; SCHEDD7ATYPE : REGISTERED MUNICIPAL ADVISOR; NON-INVESTMENT RELATED; 2302 STONEBRIDGE DR., FLINT, MI 48532; DESCRIPTION OF THE BUSINESS : MFCI IS A MUNICIPAL FINANCIAL ADVISORY SPECIALIZING IN MUNICIPAL BOND ISSUES; RESPONSIBILITIES DUTIES : NO DAY TO DAY RESPONSIBILITIES; 2018-02-01; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS : 0; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS : 5; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS : 0 3 )Taylor Capital, LLC; Investment related: Yes; 1213 W. Morehead St., 5th Floor Charlotte North Carolina 28208 United States; Taylor Capital, LLC is the General Partner for Dormie Equity Partners, LP, which is a private real estate investment fund. ; Position Title: CEO; Responsibilities Duties: Rob oversees Taylor Capital's management of Dormie Equity Partners, LP. He responsible for managing the leasing, financing, acquisitions, and repositioning of the real estate owned by Dormie Equity Partners, LP. ; Start date: 2019-01-01; Hours per month during trading hours: 10; Hours per month outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 25.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Thomas Taylor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2011 - Present
TAYLOR & MORGAN ASSET MANAGEMENT, LLC
Office #1: 3150 Livernois Rd. Suite 175, Troy, MI 48083RIA
CRD#: 156177
Troy, MI
Past
October 6, 2010 - March 22, 2011
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
FLINT, MI
Past
August 25, 2010 - March 22, 2011
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
FLINT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
T&
TAYLOR & MORGAN ASSET MANAGEMENT, LLC
TAYLOR & MORGAN ASSET MANAGEMENT | TM ADVISORS | TAYLOR & MORGAN WEALTH MANAGEMENT, LLC | TAYLOR & MORGAN QUAYLE FINANCIAL, LLC | TAYLOR & MORGAN ASSET MANAGEMENT, LLC
CRD#: 156177 / SEC#: 801-113195
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Michigan
Registered Investment Advisory firm - (5/16/2018 Terminated)North Carolina
Registered Investment Advisory firm - (5/16/2018 Terminated)Ohio
Registered Investment Advisory firm - (5/14/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(3/18/2011)
IAR
North Carolina(3/18/2013)
IAR
Texas(3/12/2019)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
T&
TAYLOR & MORGAN ASSET MANAGEMENT, LLC
TAYLOR & MORGAN ASSET MANAGEMENT | TM ADVISORS | TAYLOR & MORGAN WEALTH MANAGEMENT, LLC | TAYLOR & MORGAN QUAYLE FINANCIAL, LLC | TAYLOR & MORGAN ASSET MANAGEMENT, LLC
CRD#: 156177 / SEC#: 801-113195
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Michigan
Registered Investment Advisory firm - (5/16/2018 Terminated)North Carolina
Registered Investment Advisory firm - (5/16/2018 Terminated)Ohio
Registered Investment Advisory firm - (5/14/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3150 Livernois Rd. Suite 175, Troy, MI 48083
Mailing Address
Phone number
(248) 688-9399
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 995 |
| AUM (Assets Under Management) | $ 326,999,538 |
Red Flags
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