Benjamin H. Kim
Professional summary
Benjamin Hye-kwang Kim, who also goes by Ben Kim, Benjamin H Kim, Benjamin Hye-kwang Kim, Benjamin Kye-kwang Kim, Benjamin Kim, Hyekwang Kim, is a registered financial advisor currently at THE PACIFIC GROUP located in Los Angeles, California.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Benjamin has worked at 5 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Hye-kwang Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 13, 2020 - Present
THE PACIFIC GROUP
March 29, 2021 - April 30, 2025
PURSHE KAPLAN STERLING INVESTMENTS
March 6, 2017 - April 5, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 2017 - April 5, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 28, 2014 - March 1, 2017
J.P. MORGAN SECURITIES LLC
February 28, 2014 - March 1, 2017
J.P. MORGAN SECURITIES LLC
October 4, 2012 - December 10, 2013
EQUITABLE ADVISORS, LLC
September 24, 2012 - December 10, 2013
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/13/2020)
(5/13/2020)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
THE PACIFIC GROUP
CRD#: 297601 / SEC#: 801-113734
Contact information
Regulatory assets under management
| Total Number of Accounts | 73 |
| AUM (Assets Under Management) | $ 34,274,553 |
Red Flags
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