Patrick M. Mcgorman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Michael Mcgorman, who also goes by Patrick M Mc Gorman, Patrick Michael Mc Groman, Patrick Mc Groman, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2010. Patrick had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2015 - June 30, 2017
FIRST COMMAND ADVISORY SERVICES
April 23, 2013 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
March 20, 2013 - June 30, 2017
FIRST COMMAND BROKERAGE SERVICES, INC.
October 15, 2010 - March 27, 2013
SANFORD C. BERNSTEIN & CO., LLC
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/7/2011
Limited Representative-Equity Trader ExamCurrent Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
