DM
Daniel A. Martinez
ADVISORY INVESTOR SERVICES LLC
Miami, FL 33131
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CRD#: 5832289
DM
Professional summary
Daniel Alexander Martinez, who also goes by Daniel Martinez, is a registered financial advisor currently at ADVISORY INVESTOR SERVICES LLC located in Miami, Florida and MIURA CAPITAL, LLC located in Miami, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Daniel has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Daniel Martinez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Portfolio Advisor for Advisory Investor Services, LLC., 2501 Eagle Run Dr, Weston Fl, Registered Investment Advisor Approx 20 Hrs Per Month. Business Development Manager and Registered Representative with Miura Capital LLC., a Broker Dealer located in Miami, Fl. Eagle Run Office, Llc. Real Estate Investments. 2501 Eagle Run Dr. Weston, Fl 33327. Member of Entity. No Compensation will be received. Owner 11.40%. 30 Min Per Week During Non Business Trading Hours.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Alexander Martinez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2015 - Present
ADVISORY INVESTOR SERVICES LLC
Office #1: 1110 Brickell Ave Suite 515, Miami, FL 33131RIA
CRD#: 173134
Miami, FL
Current
November 13, 2017 - Present
MIURA CAPITAL, LLC
Office #1: 1395 Brickell Ave Suite 1560, Miami, FL 33131Office #2: 1200 Brickell Ave Suite 250, Miami, FL 33131BD
CRD#: 146193
Miami, FL
Past
January 20, 2012 - July 31, 2017
INSIGNEO WEALTH ADVISORS, LLC
RIA
CRD#: 112706
MIAMI, FL
Past
January 5, 2012 - November 21, 2017
INSIGNEO SECURITIES, LLC
BD
CRD#: 29249
MIAMI, FL
Past
December 8, 2010 - May 24, 2011
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ADVISORY INVESTOR SERVICES LLC
ADVISORY INVESTOR SERVICES LLC
CRD#: 173134 / SEC#: 801-122774
RIA
Registered Investment Advisory firm - (11/26/2021 Approved)Florida
Registered Investment Advisory firm - (12/16/2021 Terminated)Maryland
Registered Investment Advisory firm - (12/17/2021 Terminated)New Jersey
Registered Investment Advisory firm - (12/23/2021 Terminated)North Carolina
Registered Investment Advisory firm - (12/20/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/5/2024)
IAR
Florida(4/28/2015)
RR
Florida(11/13/2017)
RR
Maryland(3/5/2024)
RR
Massachusetts(3/5/2024)
RR
New York(11/13/2017)
RR
North Carolina(3/5/2024)
RR
Puerto Rico(3/5/2024)
RR
Texas(10/12/2023)
IAR
Texas(2/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ADVISORY INVESTOR SERVICES LLC
ADVISORY INVESTOR SERVICES LLC
CRD#: 173134 / SEC#: 801-122774
RIA
Registered Investment Advisory firm - (11/26/2021 Approved)Florida
Registered Investment Advisory firm - (12/16/2021 Terminated)Maryland
Registered Investment Advisory firm - (12/17/2021 Terminated)New Jersey
Registered Investment Advisory firm - (12/23/2021 Terminated)North Carolina
Registered Investment Advisory firm - (12/20/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Brickell Avenue Suite 250, Miami, FL 33131
Mailing Address
Phone number
(786) 462-6044
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 208 |
| AUM (Assets Under Management) | $ 181,222,912 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ADVISORY INVESTOR SERVICES LLC
CRD#: 173134Miami, FL 33131TRUST BUT VERIFY
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